CHAPTER Lot 100 ORGANIZATION
PART
Lot 101 DESCRIPTION OF COMMISSION
Section
Lot 101.01 Establishment
Section
Lot 101.02 Quorum
Section
Lot 101.03 Duties and Rulemaking
Authority
Section
Lot 101.04 Meetings
Section
Lot 101.05 Requests for Information
TABLE OF
CONTENTS
CHAPTER Lot 200
RULES OF PRACTICE AND PROCEDURE
PART
Lot 201 PURPOSE AND SCOPE
Section
Lot 201.01 Purpose
Section
Lot 201.02 Scope
PART
Lot 202 DEFINITIONS
Section
Lot 202.01 Definitions
PART
Lot 203 COMPLIANCE WITH RULES
Section
Lot 203.01 Failure to Comply with Rules
Section
Lot 203.02 Waiver or Suspension of Rules
by Presiding Officer
PART
Lot 204 COMPLAINTS
Section
Lot 204.01 Who May File a Complaint
Section
Lot 204.02 Misconduct Sufficient to
Support a Complaint
Section
Lot 204.03 Form of Complaints
Section
Lot 204.04 Receipt and Review of
Complaints
PART
Lot 205 INVESTIGATIONS
Section
Lot 205.01 When and by Whom
Investigations May be Conducted
Section
Lot 205.02 Authority of Investigating
Officer(s)
PART
Lot 206 PRESIDING OFFICER’S APPOINTMENT
AND PARTICIPATION
Section
Lot 206.01 Applicability
Section
Lot 206.02 Presiding Officer’s
Appointment; Authority
Section
Lot 206.03 Withdrawal of Presiding
Officer or Commission Official
PART
Lot 207 FILING, FORMAT AND DELIVERY OF
DOCUMENTS
Section
Lot 207.01 Date of Issuance or Filing
Section
Lot 207.02 Format of Documents
Section
Lot 207.03 Delivery of Documents
Section
Lot 207.04 Hearing Record and Notice
PART
Lot 208 TIME PERIODS
Section
Lot 208.01 Computation of Time
Section
Lot 208.02 Change in Allowed Times
PART
Lot 209 MOTIONS
Section
Lot 209.01 Motions; Objections
PART
Lot 210 NOTICE OF HEARING; APPEARANCES;
PRE-HEARING CONFERENCES
Section
Lot 210.01 Commencement of Hearing
Section
Lot 210.02 Docket Numbers
Section
Lot 210.03 Notice of Hearing
Section
Lot 210.04 Appearances
Section
Lot 210.05 Prehearing Conference
PART
Lot 211 REPRESENTATION
Section
Lot 211.01 Representation
Section
Lot 211.02 Disqualification or
Suspension
PART
Lot 212 ROLES OF COMMISSION STAFF AND
COMPLAINANTS
Section
Lot 212.01 Role of Commission Staff in
Enforcement or Disciplinary Hearings
Section
Lot 212.02 Role of Complainants in
Enforcement or Disciplinary Hearings
PART
Lot 213 INTERVENTION
Section
Lot 213.01 Intervention
PART
Lot 214 POSTPONEMENT REQUESTS AND
FAILURE TO ATTEND HEARING
Section
Lot 214.01 Postponements
Section
Lot 214.02 Failure to Attend Hearing
PART
Lot 215 REQUESTS FOR INFORMATION OR
DOCUMENTS
Section
Lot 215.01 Voluntary Production of
Information
Section
Lot 215.02 Motions to Compel Production
of Information
Section
Lot 215.03 Mandatory Pre-Hearing
Disclosure of Witnesses and Exhibits
PART
Lot 216 RECORD, PROOF, EVIDENCE AND
DECISIONS
Section
Lot 216.01 Record of the Hearing
Section
Lot 216.02 Standard and Burden of Proof
Section
Lot 216.03 Testimony; Order of
Proceeding
Section
Lot 216.04 Evidence
Section
Lot 216.05 Proposed Findings of Fact and
Conclusions of Law
Section
Lot 216.06 Closing the Record
Section
Lot 216.07 Reopening the Record
Section
Lot 216.08 Decisions
PART
Lot 217 MOTION FOR REHEARING
Section
Lot 217.01 Purpose
Section
Lot 217.02 Applicability
Section
Lot 217.03 Filing and Content of Motion
Section
Lot 217.04 Standard for Granting Motion
for Rehearing
Section
Lot 217.05 Decision on Motion for
Rehearing
PART
Lot 218 SANCTIONS
Section
Lot 218.01 When Sanctions May Be Imposed
Section
Lot 218.02 Sanctions
Section
Lot 218.03 Record of Disciplinary
Sanction
PART
Lot 219 PUBLIC COMMENT HEARINGS FOR
RULEMAKING
Section
Lot 219.01 Purpose
Section
Lot 219.02 Scope
Section
Lot 219.03 Notice
Section
Lot 219.04 Postponements; Relocation
Section
Lot 219.05 Media Access
Section
Lot 219.06 Moderator
Section
Lot 219.07 Public Participation
PART
Lot 220 RULES FOR PETITIONING THE
COMMISSION
Section
Lot 220.01 Rulemaking Petitions
Section
Lot 220.02 Petition for Declaratory
Ruling
Section
Lot 220.03 Petition Form
PART
Lot 221 EXPLANATION OF ADOPTED RULES
Section
Lot 221.01 Petition for Explanation of
Adopted Rules
TABLE OF CONTENTS
CHAPTER Lot 300 RULES FOR SALES AGENTS
PART
Lot 301 APPLICATION PROCEDURE
Section
Lot 301.01 Required Information
Section
Lot 301.02 Signatories to Application
Section
Lot 301.03 Dedicated Electrical Circuit
Requirements
Section
Lot 301.04 Site Survey Requirements for
New Locations
Section
Lot 301.05 Criminal Record Release
Authorization Requirements
PART
Lot 302 CRITERIA FOR REVIEWING
APPLICATION
Section
Lot 302.01 Review by Commission
PART
Lot 303 DECISION
Section
Lot 303.01 Decision on Application
PART
Lot 304 HANDLING FUNDS
Section
Lot 304.01 Weekly Transfers
TABLE OF CONTENTS
CHAPTER Lot 500 RULES FOR PRIZE ASSIGNMENTS
PART
Lot 501 SCOPE
Section
Lot 501.01 Scope
PART
Lot 502 DEFINITION
Section
Lot 502.01 Definition
PART
Lot 503 ASSIGNABILITY OF WINNING TICKETS
Section
Lot 503.01 Prize Payments
Section
Lot 503.02 Prize as Collateral
Section
Lot 503.03 Filing Requirements
Section
Lot 503.04 Commission Obligations
Section
Lot 503.05 Confidentiality
Section
Lot 503.06 Suspension Due to Child
Support
TABLE OF CONTENTS
CHAPTER Lot 600 RULES FOR PRIZE CLAIMS
PART Lot 601 DEFINTIONS
Section Lot 601.01 Definitions
PART Lot 602 PRIZE CLAIMS
Section Lot 602.01 Payments
Section Lot 602.02 Identification
Section Lot 602.03 Taxpayer Identification Number Verification
Section Lot 602.04 Claim Period
TABLE OF CONTENTS
CHAPTER Lot 700 RULES FOR EMPLOYEE RECOGNITION PROGRAM
PART
Lot 701 DEFINITIONS
Section
Lot 701.01 Definitions
PART
Lot 702 EMPLOYEE RECOGNITION PROGRAM
Section
Lot 702.01 Employee Recognition Program
Section
Lot 702.02 Employee Recognition Review
Committee (ERRC)
Section
Lot 702.03 Sales Goals and Incentives
PART
Lot 703 TERMS AND CONDITIONS
Section
Lot 703.01 Terms and Conditions
TABLE OF CONTENTS
CHAPTER Lot 900
RULES OF LOTTERY INTERCEPT
PART
Lot 901
Section
Lot 901.01 Purpose
Section
Lot 901.02 Scope
Section
Lot 901.03 Definitions
PART
Lot 902 LOTTERY INTERCEPT PROCEDURES
Section
Lot 902.01 Verification of Child Support
Arrearage
Section
Lot 902.02 Non-Cash Prizes
Section
Lot 902.03 Appeals
Section
Lot 902.04 Disclosure
TABLE OF CONTENTS
CHAPTER Lot 1000 RULES FOR ALL INSTANT LOTTERY GAMES
PART
Lot 1001 PURPOSE AND SCOPE
Section
Lot 1001.01 Purpose
Section
Lot 1001.02 Scope
PART
Lot 1002 DEFINITIONS
Section Lot 1002.01 Definitions
PART
Lot 1003 INSTANT LOTTERY GAMES
Section
Lot 1003.01 Method of Play
Section
Lot 1003.02 Ticket Validation
Section
Lot 1003.03 Defective, Lost or Stolen
Tickets
PART
Lot 1004 CLAIMS
Section
Lot 1004.01 Claims
Section
Lot 1004.02 Surrendering a Ticket for
Prize Payment
PART
Lot 1005 GAME END
Section
Lot 1005.01 Termination of a Game by the
Commission
Section
Lot 1005.02 Natural Game End
PART Lot 1006 INSTANT LOTTERY GAMES SALES RETAILERS
Section Lot 1006.01 Lottery Retailer Commissions
Section Lot 1006.02 Lottery Retailer Bonus
TABLE OF CONTENTS
CHAPTER Lot 1100
KENO
PART Lot 1101 PURPOSE AND SCOPE
Section Lot 1101.01 Purpose
Section Lot 1101.02 Scope
PART Lot 1102 DEFINITIONS
Section Lot 1102.01 Applicant
Section Lot 1102.02 Authorized Employee
Section Lot 1102.03 Commission
Section Lot 1102.04 Consecutive Draws
Section Lot 1102.05 Executive Director
Section Lot 1102.06 Keno
Section Lot 1102.07 Quic Pic
Section Lot 1102.08 Spots
Section Lot 1102.09 Winning Numbers
PART Lot 1103 OBTAINING A KENO LICENSE
Section Lot 1103.01 License Requirements
Section Lot 1103.02 License Approvals
Section Lot 1103.03 License Denials, Suspensions and Revocations
PART Lot 1104 OPERATION OF KENO GAMES
Section Lot 1104.01 General Operating Requirements
Section Lot 1104.02 Valid Bet
Section
Lot 1104.03 Placing Bets
Section Lot 1104.04 Betting Tickets
Section Lot 1104.05 Lost, Mislaid or Stolen Keno Game Ticket
Section Lot 1104.06 Licensee Payments
Section Lot 1104.07 Prizes
PART Lot 1105 RECRODKEEPING
Section Lot 1105.01 Recordkeeping
TABLE OF CONTENTS
CHAPTER Lot 2000 RULES OF MULTI-STATE LOTTERY ASSOCIATION
GAMES
PART
Lot 2001 MULTI-STATE LOTTERY ASSOCIATION
(MUSL) GAMES
Section
Lot 2001.01 Definitions
Section
Lot 2001.02 Ticket Characteristics,
Purchases, and Restrictions
Section
Lot 2001.03 Validation Requirements
Section
Lot 2001.04 Prize Payments
Section
Lot 2001.05 Subscriptions
TABLE OF CONTENTS
CHAPTER Lot 3000 RULES FOR SPORTS WAGERING
PART
Lot 3001 PURPOSE AND SCOPE
Section
Lot 3001.01 Purpose
Section
Lot 3001.02 Scope
PART
Lot 3002 DEFINITIONS
Section
Lot 3002.01 Agent
Section
Lot 3002.02 Authorized Sports Bettor
Section
Lot 3002.03 Betting Ticket
Section
Lot 3002.04 Commission
Section
Lot 3002.05 Prohibited Sports Bettor
Section
Lot 3002.06 Prohibited Sports Event
Section
Lot 3002.07 Sports Wagering
PART
Lot 3003 WAGERING RULES
Section
Lot 3003.01 Sports Bettors
Section
Lot 3003.02 General Wagering Rules
Section
Lot 3003.03 Payment of Winning Wagers
Section
Lot 3003.04 Unclaimed Winnings and
Abandoned Accounts
Section
Lot 3003.05 Problem Gambling and
Self-Exclusion
PART
Lot 3004 DISPUTES
Section
Lot 3004.01 Agent’s Dispute Process
Section
Lot 3004.02 Commission Dispute Process
TABLE OF CONTENTS
CHAPTER Lot 4000 FANTASY SPORTS CONTESTS
PART Lot 4001 PURPOSE AND SCOPE
Section Lot 4001.01 Purpose
Section Lot 4001.02 Scope
PART Lot 4002 DEFINITIONS
Section Lot 4002.01 Definitions
PART Lot 4003 REGISTERING AS A FANTASY SPORTS CONTEST
OPERATOR
Section Lot 4003.01 Initial Registration Requirements
Section Lot 4003.02 Registration Renewal Requirements
Section Lot 4003.03 Registration Approvals and Denials
TABLE OF CONTENTS
CHAPTER Lot 6000 RULES OF SECOND CHANCE DRAWINGS
PART
Lot 6001 SECOND CHANCE DRAWINGS
Section
Lot 6001.01 Purpose
Section
Lot 6001.02 Definitions
Section
Lot 6001.03 Requirements of Entry into
the Second Chance Drawing
Section
Lot 6001.04 Selection of Winners
Section
Lot 6001.05 Prize Awards
Section
Lot 6001.06 Disqualification and
Forfeiture of a Prize
TABLE OF CONTENTS
CHAPTER Lot 7000 BINGO GAMES
PART
Lot 7001 PURPOSE AND SCOPE
Section
Lot 7001.01 Purpose
Section
Lot 7001.02 Scope
PART
Lot 7002 BINGO DEFINITIONS
Section
Lot 7002.01 Bingo
Section
Lot 7002.02 Bingo Event
Section
Lot 7002.03 Bona Fide Member
Section
Lot 7002.04 Bonus
Section
Lot 7002.05 Card
Section
Lot 7002.06 Card-Minding Device System
Section
Lot 7002.07 Carry-Over Coverall
Section
Lot 7002.08 Charitable Organization
Section
Lot 7002.09 Commercial Hall
Section
Lot 7002.10 Commission
Section
Lot 7002.11 Distributor
Section
Lot 7002.12 Free Play
Section
Lot 7002.13 Game Program
Section
Lot 7002.14 Gaming Consultant
Section
Lot 7002.15 Hotel
Section
Lot 7002.16 Host Hall
Section
Lot 7002.17 House Rules
Section
Lot 7002.18 Lighted Game Board
Section
Lot 7002.19 Manufacturer
Section
Lot 7002.20 Mixing Machine
Section
Lot 7002.21 Packet
Section
Lot 7002.22 Package
Section
Lot 7002.23 Participating Hall
Section
Lot 7002.24 Private Campground
Section
Lot 7002.25 Progressive
Section
Lot 7002.26 Senior Citizens Organization
Section
Lot 7002.27 Shared Carry-Over-Coverall
Section
Lot 7002.28 Shared Carry-Over-Coverall
Service Provider
Section
Lot 7002.29 Sheet
Section
Lot 7002.30 Winner-Take-All Game
PART
Lot 7003 LICENSE REQUIREMENTS
Section
Lot 7003.01 Licensing Requirements of Manufacturers
or Distributor
Section
Lot 7003.02 Licensing Requirements of
Charitable Organizations
Section
Lot 7003.03 Licensing Requirements of
Gaming Consultants
Section
Lot 7003.04 Licensing Requirements of
Commercial Halls
Section
Lot 7003.05 Licensing Requirements of
Host Halls
Section
Lot 7003.06 Licensing Exemptions for
Private Campground, Hotels and Senior Citizen Organizations
Section
Lot 7003.07 Criteria for the Approval or
Denial of an Application for Licensure
Section
Lot 7003.08 Expiration of an Issued
License
PART
Lot 7004 RESPONSIBILITIES OF THE
LICENSEE
Section
Lot 7004.01 Responsibilities of All
Licensees
Section
Lot 7004.02 Responsibilities of the
Licensed Manufacturer
Section
Lot 7004.03 Responsibilities of the
Licensed Distributor
Section
Lot 7004.04 Responsibilities of the
Licensed Charitable Organization
Section
Lot 7004.05 Responsibilities of Licensed
Commercial Halls
Section
Lot 7004.06 Responsibilities of the Host
Hall
Section
Lot 7004.07 Responsibilities of the
Licensed Gaming Consultant
PART
Lot 7005 BINGO EQUIPMENT, SUPPLIES AND
STANDARDS
Section
Lot 7005.01 Bingo Equipment
Section
Lot 7005.02 Bingo Paper Construction
Standards
Section
Lot 7005.03 Card-Minding System
Standards
Section
Lot 7005.04 Shared Carryover Coverall
Systems for Simulcasting Games
Section
Lot 7005.05 Game Patterns
Section
Lot 7005.06 House Rules
Section
Lot 7005.07 Game Programs
PART
Lot 7006 GAME OPERATIONS
Section
Lot 7006.01 Documents to be Displayed
Section
Lot 7006.02 Auxiliaries
Section
Lot 7006.03 Operations of a Bingo Game
Section
Lot 7006.04 Operations of Carryover
Coverall, Winner-Take-All, and Progressive Coverall Games
Section
Lot 7006.05 Operations of a Shared
Carryover Coverall Game
Section
Lot 7006.06 Bingo Games Conducted at
Agricultural Fairs
Section
Lot 7006.07 When Lucky 7 Tickets are
Sold in conjunction with a Bingo Event
PART
Lot 7007 FINANCIAL AND REPORTING
REQUIREMENTS
Section
Lot 7006.01 Financial Requirements for
Charitable Organizations
Section
Lot 7006.02 Bingo Tax and Game
Reimbursement Fee
Section
Lot 7006.03 Reporting Requirements for
Charitable Organizations
PART
Lot 7008 PENALTIES
Section
Lot 7008.01 Imposition of Penalties
Section
Lot 7008.02 Administrative Fines
Section
Lot 7008.03 Administrative Fine Schedule
Section
Lot 7008.04 License Revocation,
Suspension, and Refusal to Renew
Section
Lot 7008.05 Immediate License Suspension
Section
Lot 7008.06 Appealing a Decision
Section
Lot 7008.07 Rehearings
Section
Lot 7008.08 Subpoenas
PART
Lot 7009 WAIVER OF RULES
Section
Lot 7009.01 Waiver of Rules
TABLE OF CONTENTS
CHAPTER Lot 7100 LUCKY 7
PART
Lot 7201 PURPOSE AND SCOPE
Section
Lot 7101.01 Purpose
Section
Lot 7101.02 Scope
PART
7102 DEFINITIONS
Section
Lot 7102.01 Cash-Out Voucher
Section
Lot 7102.02 Charitable Organization
Section
Lot 7102.03 Commission
Section
Lot 7102.04 Deal
Section
Lot 7102.05 Distributor
Section
Lot 7102.06 Electronic Lucky 7 Ticket
dispensing Device
Section
Lot 7102.07 Game Date
Section
Lot 7102.08 Game Form Number
Section
Lot 7102.09 Gaming Consultant
Section
Lot 7102.10 House Rules
Section
Lot 7102.11 Lucky 7 Ticket
Section
Lot 7102.12 Lucky 7 Ticket Dispensing
Device
Section
Lot 7102.13 Manufacturer
Section
Lot 7102.14 Multiple Jackpot Seal Card
Section
Lot 7102.15 Passive Lucky 7 Ticket
Dispensing Device
Section
Lot 7102.16 Role-Based Access Control
Section
Lot 7102.17 Rolling Jackpot
Section
Lot 7102.18 Rolling Jackpot Bonus Game
Section
Lot 7102.19 Seal Card
Section
Lot 7102.20 Server
PART
7103 LICENSING REQUIREMENTS
Section
Lot 7103.01 Licensing Requirements of
Manufacturers and Distributors
Section
Lot 7103.02 Licensing Requirements of Charitable
Organizations
Section
Lot 7103.03 Licensing Requirements of
Gaming Consultants
Section
Lot 7103.04 Criteria for the Approval or Denial of an
Application for Licensure
Section
Lot 7103.05 Expiration of an Issued
License
PART
7104 RESPONSIBILITIES OF THE LICENSEE
Section
Lot 7104.01 Responsibilities of All
Licensees
Section
Lot 7104.02 Responsibilities of the
Licensed Manufacturer
Section
Lot 7104.03 Responsibilities of the
Licensed Distributor
Section
Lot 7104.04 Responsibilities of the
Licensed Charitable Organization
Section
Lot 7104.05 Responsibilities of the
Licensed Gaming Consultant
PART
Lot 7105 CONDUCT OF LUCKY 7 TICKET SALES
Section
Lot 7105.01 Lucky 7 House Rules
Section
Lot 7105.02 Randomization
Section
Lot 7105.03 Lucky7 Ticket Sales
Section
Lot 7105.04 Rolling Jackpot and Seal
Card Games
Section
Lot 7105.05 Payment of Prizes
PART
Lot 7106 LUCKY 7 FINANCIAL REQUIREMENTS
Section
Lot 7106.01 Lucky 7 Account Requirements
for Charitable Organizations
PART
Lot 7107 RECORDING AND REPORTING
REQUIREMENTS
Section
Lot 7107.01 Requirements for
Manufacturers
Section
Lot 7107.02 Requirements for
Distributors
Section
Lot 7107.03 Requirements for Charitable
Organizations
PART
Lot 7108 LUCKY 7 TICKETS AND LUCKY 7
TICKET DISPENSING DEVICE REQUIREMENTS
Section
Lot 7108.01 Lucky 7 Ticket Price and
Marketing
Section
Lot 7108.02 Lucky 7 Ticket Dispensing
Devices
Section
Lot 7108.03 Data Requirements for Each
Deal of Electronic Lucky 7 Tickets
PART
Lot 7109 REQUEST FOR APPROVAL OF LUCKY 7
TICKETS AND TICKET DISPENSING DEVICES
Section
Lot 7109.01 Lucky 7 Tickets Approval
Process
Section
Lot 7109.02 Lucky 7 Ticket Dispensing
Device Approval Process
Section
Lot 7109.03 Approved Lucky 7 Tickets and
Lucky 7 Ticket Dispensing Devices
PART
Lot 7110 LUCKY 7 FEES
Section
Lot 7110.01 Lucky 7 Fees
PART
Lot 7111 REPORTING VIOLATIONS
Section
Lot 7111.01 Reporting of Violations
PART
Lot 7112 PENALTIES
Section
Lot 7111.01 Imposition of Penalties
Section
Lot 7111.02 Administrative Fines
Section
Lot 7111.03 Administrative Fine
Schedule
Section
Lot 7111.04 License Revocation,
Suspension, and Refusal to Renew
Section
Lot 7111.05 Immediate License Suspension
Section
Lot 7111.06 Appealing a Decision
Section
Lot 7111.07 Rehearing
Section
Lot 7111.08 Subpoenas
PART
Lot 7113 WAIVER OF RULES
Section
Lot 7111.09 Waiver of Rules
TABLE OF CONTENTS
CHAPTER Lot 7200 GAMES OF CHANCE
PART
Lot 7201 PURPOSE AND SCOPE
Section
Lot 7201.01 Purpose
Section
Lot 7201.02 Scope
PART
Lot 7202 DEFINITIONS
Section
Lot 7202.01 Buy-in
Section
Lot 7202.02 Charitable Organization
Section
Lot 7202.03 Commission
Section
Lot 7202.04 Games of Chance
Section
Lot 7202.05 Game Operator
Section
Lot 7202.06 Game Operator Employer
Section
Lot 7202.07 Game Procedures
Section Lot 7202.08 Hand
Section
Lot 7202.09 House Rules
Section
Lot 7202.10 Monetary Transaction
Section
Lot 7202.11 Primary Game Operator
Section
Lot 7202.12 Promotion
Section
Lot 7202.13 Rake
Section
Lot 7202.14 Re-Buy
Section
Lot 7202.15 Secondary Game Operator
PART
Lot 7203 LICENSING REQUIREMENTS
Section
Lot 7203.01 Applying for a Charitable
Organization License
Section
Lot 7203.02 Charitable Organizations
Operating Their Own Games of Chance
Section
Lot 7203.03 Applying for a Game Operator
Employer License
Section
Lot 7203.04 Applying for a Primary Game
Operator License
Section
Lot 7203.05 Applying for a Secondary
Game Operator License
Section
Lot 7203.06 Requesting Additional or
Replacement Game Operator Badges
Section
Lot 7203.07 Applying for a Games of
Chance Facility License
Section
Lot 7203.08 Facility License Exemption
PART
Lot 7204 FITNESS TO BE ASSOCIATED WITH
CHARITABLE GAMING IN NEW HAMPSHIRE
Section
Lot 7204.01 Background and Criminal
Records Checks
Section
Lot 7204.02 Background Investigations of
Facility and Game Operator Employer Applicants
Section
Lot 7204.03 Fitness to be Associated
with Charitable Gaming
PART Lot 7205 APPROVAL OF AN APPLICATION FOR LICENSURE
Section
Lot 7205.01 Application Approval and
Denial Criteria
Section
Lot 7205.02 License Limitations and
Expirations
Section
Lot 7205.03 Submitting Additional or
Corrected Information
PART
Lot 7206 REQUIRED DOCUMENTATION
Section
Lot 7206.01 List of All Officer and
Participating Bona Fide Members
Section
Lot 7206.02 Game Schedule
Section
Lot 7206.03 Rental and Lease Agreements
Section
Lot 7206.04 Agreements Between Licensees
Section
Lot 7206.05 A Description of the Gaming
Area
Section
Lot 7206.06 House Rules
Section
Lot 7206.07 Game Procedures
Section
Lot 7206.08 Internal Control Procedures
Section
Lot 7206.09 Criteria for Photos Used to
Create Badges
PART
Lot 7207 OPERATION OF GAMES OF CHANCE
Section
Lot 7207.01 Participants in the
Operation of Games of Chance
Section
Lot 7207.02 Operation of a Game of
Chance Event
Section
Lot 7207.03 Documentation to be
Displayed in the Gaming Area
Section
Lot 7207.04 Conduct of Games of Chance
Section
Lot 7207.05 Equipment Utilized for Games
of Chance
Section
Lot 7207.06 Surveillance Requirements
PART
Lot 7208 FINANCIAL RECORDKEEPING,
REPORTING AND PAYMENTS
Section
Lot 7208.01 Recordkeeping Requirements
Section
Lot 7208.02 Financial Reporting
Requirements
Section
Lot 7208.03 State Revenue Payments to
the State Treasurer
PART
Lot 7209 PENALTIES
Section
Lot 7209.01 Penalties
Section
Lot 7209.02 Administrative Fines
Section
Lot 7209.03 Suspensions, Revocations,
and Refusals to Renew a License
Section
Lot 7209.04 Immediate License Suspension
Section
Lot 7209.05 Appealing a Decision
Section
Lot 7209.06 Rehearings
Section
Lot 7209.07 Subpoenas
Section
Lot 7209.08 Criminal Penalties
PART
Lot 7210 WAIVER OF RULES
Section
Lot 7210.01 Requesting a Waiver of Rules
TABLE OF CONTENTS
CHAPTER Lot 7300 UNLAWFUL GAMBLING MACHINES
PART Lot 7301 PURPOSE AND SCOPE
Section Lot 7301.01 Purpose
Section Lot 7301.02 Scope
PART Lot 7302 DEFINITIONS
Section Lot
7302.01 Definitions
PART Lot 7303 COMPLAINTS, INVESTIGATIONS AND ENFORCEMENT
Section Lot 7303.01
Possession of Unlawful Gambling Machines
Section Lot
7303.02 Reporting Criteria
Section Lot 7303.03 Investigations
Section Lot
7303.04 Subpoenas
PART
Lot 7304 PENALTIES
Section Lot
7304.01 Administrative Fines
Section Lot 7304.02
License Revocation
Section Lot 7304.03 Forfeiture
Section Lot 7304.02
Criminal Penalties
TABLE OF CONTENTS
CHAPTER Lot 8000 LIVE AND SIMULCAST RACING
PART Lot 8001 PURPOSE
Section Lot 8001.01 Purpose
Section Lot 8001.02 Scope
PART Lot 8002 DEFINITIONS
Section Lot 8002.01 Applicant
Section Lot 8002.02 Board of Judges
Section Lot 8002.03 Commission
Section Lot 8002.04 Course
Section Lot 8002.05 Driver
Section Lot 8002.06 Executive Officer
Section Lot 8002.07 Horse Identifier
Section Lot 8002.08 Judge
Section Lot 8002.09 Licensee
Section Lot 8002.10 Meet
Section Lot 8002.11 Mutuel Manager
Section Lot 8002.12 Paddock
Section Lot 8002.13 Paddock Judge
Section Lot 8002.14 Party to the Application
Section Lot 8002.15 Patrol Judge
Section Lot 8002.16 Presiding Judge
Section Lot 8002.17 Race Announcer
Section Lot 8002.18 Race Charter
Section Lot 8002.19 Racing Premises
Section Lot 8002.20 Racing Program
Section Lot 8002.21 Racing Secretary
Section Lot 8002.22 Restricted Area
Section Lot 8002.23 Simulcast
Section Lot 8002.24 Starter
Section Lot 8002.25 Trainer
Section Lot 8002.26 Trainer of Record
PART Lot 8003 RACETRACK LICNESES
Section Lot 8003.01 Applying for a Racetrack License
Section Lot 8003.02 Approval and Denial Criteria
Section Lot 8003.03 Expiration or Cessation of a Racetrack
License
Section Lot 8003.04 Revocation and Suspension of a Racetrack
License
Section Lot 8003.05 Simulcasting
PART Lot 8004 OCCUPATIONAL LICENSES
Section Lot 8004.01 Occupational Licenses Required
Section Lot 8004.02 Judges’ Recommendations
Section Lot 8004.03 Approval and Denial of an Occupational
License
Section Lot 8004.04 Expiration of an Occupational License
Section Lot 8004.05 Qualifications for Occupational Licenses
Section Lot 8004.06 Qualifications for an Owner
Section Lot 8004.07 Qualifications for a Trainer or Assistant
Trainer
Section Lot 8004.08 Qualifications for a Driver
Section Lot 8004.09 Qualifications for Horse Veterinarian or
Veterinarian Assistant
Section Lot 8004.10 Qualifications for Racing Secretary
Section
Lot 8004.11 Qualifications for Assistant
Racing Secretary or Clerk to the Racing Secretary
Section
Lot 8004.12 Qualifications for Racing
Official Trainee
Section
Lot 8004.13 Qualifications for Director
of Racing, Horseman’s Bookkeeper, Clerk of the Course, Photo Finish Operator,
Video Equipment Operator, or Timer
Section
Lot 8004.14 Qualifications for Race
Starter
Section
Lot 8004.15 Qualifications for Starting
Gate Driver
Section
Lot 8004.16 Qualifications for
Announcer, Race Charter, Horse Identifier, Paddock Judge or Paddock Judge
Assistant
Section
Lot 8004.17 Qualification for Patrol
Judge
Section
Lot 8004.18 Qualifications for Horse
Stable Employee
Section
Lot 8004.19 Qualifications for Mutuel
Manager, Mutuel Department Employee, Admissions Manager, or Admission Employee
Section
Lot 8004.20 Qualifications for Chief of
Security and Security Personnel
Section
Lot 8004.21 Qualifications for Director
of Maintenance, Maintenance Employee, Course Maintenance Employee, or Other
Horse Racing Employee
Section
Lot 8004.22 Qualifications for a Totalisator Company
Section
Lot 8004.23 Qualifications for Totalisator Company Manager or Employee of a Totalisator Company
Section
Lot 8004.24 Qualifications for Horse
Racing Vendor
Section
Lot 8004.25 Qualifications for Judge
Section
Lot 8004.26 Waiver of Occupational
Licensing Qualification Rules
Section
Lot 8004.27 Revocation and Suspension of
an Occupational License
PART
Lot 8005 PARTNERSHIP REGISTRATION
Section
Lot 8005.01 Duties of Partnerships as
Horse Owners
Section
Lot 8005.02 Application Process for
Registering a Partnership
PART
Lot 8006 REGISTRATION OF STABLE NAMES
Section
Lot 8006.01 General Requirements for
Stable Names
Section
Lot 8006.02 Application Process for
Registering a Stable Name
PART
Lot 8007 DUTIES OF LICENSEES
Section
Lot 8007.01 Purpose
Section
Lot 8007.02 Scope
Section
Lot 8007.03 General Obligations of
Licensees
Section
Lot 8007.04 Reports Required
Section
Lot 8007.05 Purse Payments
Section
Lot 8007.06 Facilities and Equipment
Section
Lot 8007.07 Activities on Racing
Premises
Section
Lot 8007.08 Audio, Visual, and Recording
Equipment
Section
Lot 8007.09 Display and Preservation of
Images
Section
Lot 8007.10 Lighting
Section
Lot 8007.11 Security
Section
Lot 8007.12 Identification Badges
Section
Lot 8007.13 Visitor’s Passes
Section
Lot 8007.14 Minors on the Racing
Premises
Section
Lot 8007.15 Fire Protection
Section
Lot 8007.16 Patron Information and
Complaints
Section
Lot 8007.17 Notification of Racing Meets
and Performances; Required Filings
Section Lot 8007.18 Cancellation of Races
Section Lot 8007.19 Ejection and Exclusion
Section Lot 8007.20 Official Racing Program
Section Lot 8007.21 Access by Commission and Commission Employees
Section Lot 8007.22 Interference with Sample Taking
Section Lot 8007.23 Rules and Procedures Regarding Horse Racing Totalisator Company
PART Lot 8008 ARCI STANDARDS
Section Lot 8008.01 Purpose
Section Lot 8008.02 Scope
Section Lot 8008.03 ARCI Model Rules of Racing
PART Lot 8009 USE OF PROHIBITED SUBSTANCES AND PRACTICES IN
HORSE RACING
Section Lot 8009.01 Purpose
Section Lot 8009.02 Scope
Section
Lot 8009.03 ARCI Uniform Classification Guidelines
for Foreign Substances and Recommended Penalties Model Rule
Section
Lot 8009.04 Additional Prohibited
Substances
Section
Lot 8009.05 Administration of Substances
Via Tube, Syringe, or Other Artificial Means Prior to Race
Section
Lot 8009.06 Racing with Elevated Total
Carbon Dioxide Concentration
Section
Lot 8009.07 Furosemide and
Phenylbutazone
Section
Lot 8009.08 Additional Rules Regarding
Erythropoietin, Darbepoietin and Analogous Substances
TABLE OF CONTENTS
CHAPTER Lot 8100 – RESERVED
CHAPTER Lot 8200 HISTORIC HORSE RACING
PART Lot 8201 DEFINITIONS
Section Lot 8201.01 Definitions
PART
Lot 8202 GAME OPERATOR REQUIREMENTS
Section
Lot 8202.01 Eligibility to Offer
Pari-Mutuel Wagers on Historic Horse Racing
Section
Lot 8202.02 Obtaining a License to Offer
Pari-Mutuel Wagers on Historic Horse Racing
Section
Lot 8202.03 Suspensions, Revocations,
and Refusals to Renew an HHR License
Section Lot 8202.04 Responsible Gaming Plan
PART
Lot 8203 OPERATIONAL REQUIREMENTS FOR
HISTORIC HORSE RACING
Section
Lot 8203.01 General Requirements for the
Operation of Historic Horse Racing
Section
Lot 8203.02 Wagers, Pools, and Payouts
Section
Lot 8203.03 Distribution of Revenue
PART
Lot 8204 REQUIREMENTS OF THE HISTORIC
HORSE RACING TERMINALS
Section
Lot 8204.01 General Requirements
Section
Lot 8204.02 Commission of Historic Horse
Racing Games and Displays
Section
Lot 8204.03 Equipment Requirements for
Pari-Mutuel Wagers on Historic Horse Races
Section
Lot 8204.04 Ticket and Voucher
Requirements
Section
Lot 8204.05 Accounting and Occurrence
Meter Requirements
Section
Lot 8204.06 Historic Horse Race
Specifications and Selection Requirements
Section
Lot 8204.07 Wagering Terminal Historic
Race Display
Section
Lot 8204.08 Required Reports, Audits and Inspections
PART
Lot 8205 SURVEILLANCE SYSTEMS
REQUIREMENTS
Section
Lot 8205.01 Categories of Licensees
Section
Lot 8205.02 Surveillance System Plan
Section
Lot 8205.03 Surveillance System
Standards
Section
Lot 8205.04 Digital or Video Recording
Standards
Section
Lot 8205.05 Additional Requirements for
Surveillance of HHR Wagering Terminals
Section
Lot 8205.06 Additional Requirements for
Card Games
Section Lot 8205.07 Additional Requirements for the Cage, Vault and Count Rooms