CHAPTER Fis 200  RULES OF PRACTICE AND PROCEDURE

 

Statutory Authority:  RSA 541-A:16, I and 541-A:30-a, II, III

 

PART Fis 201  PURPOSE AND APPLICABILITY - RESERVED

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

PART Fis 202  DEFINITIONS

 

          Fis 202.01  Definitions.

 

          (a)  “Appearance” means a written notification to the department that a party or a party’s representative intends to actively participate in a hearing.

 

          (b)  “Department” means the fish and game department.

 

          (c)  “Hearing” means “adjudicative proceeding” as defined by RSA 541-A:1, I, namely, “the procedure to be followed in contested cases, as set forth in RSA 541-A:31 through RSA 541-A:36.”

 

          (d)  “License” means “the whole or part of any agency permit, certificate, approval, registration, charter or similar form of permission required by Title XVIII.

 

          (e)  “Motion” means a request to the presiding officer for an order or ruling directing some act to be done in favor of the party making the motion, including a statement of justification or reasons for the request.

 

          (f)  “Natural person” means a human being.

 

          (g)  “Order” means “order” as defined by RSA 541-A:1, XI, namely, “the whole or part of an agency’s final disposition of a matter, other than a rule, but does not include an agency’s decision to initiate, postpone, investigate or process any matter, or to issue a complaint or citation”.

 

          (h)  “Party” means “party” as defined by RSA 541-A:1, XII, namely, “each person or agency named or admitted as a party, or properly seeking and entitled as a right to be admitted as a party.”  The term “party” includes all intervenors in a proceeding, subject to any limitations established pursuant to RSA 541-A:33, III.

 

          (i)  “Person” means “person” as defined by RSA 541-A:1, XIII, namely, “any individual, partnership, corporation, association, governmental subdivision, or public or private organization of any character other than an agency.”

 

          (j)  “Presiding officer” means presiding officer as defined in RSA 541-A:1, XIV, namely, “that individual to whom the agency has delegated the authority to preside over a proceeding, if any; otherwise it shall mean the head of the agency.”

 

          (k)  “Proof by a preponderance of the evidence” means a demonstration by admissible evidence that a fact or legal conclusion is more probable than not to be true.

 

          (l)  “Revocation” means “revocation” as defined in RSA 207:1, XXIII-a, namely, “the recession, cancellation, nullification or invalidation of a license, the ability to acquire a license, or the ability to participate in any of the activities specified in the revocation.

 

          (m)  “Suspension” means “suspension” as defined in RSA 207:1, XXVI-a, namely, “the temporary discontinuance or cessation for a period of time of a license, the ability to acquire a license or the ability to participate in any of the activities specified in the suspension.

 

          (n)  “Working days” means calendar days exclusive of Saturdays, Sundays, and state or federal holidays.

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

New.  #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 203  PRESIDING OFFICER; WITHDRAWAL AND WAIVER OF RULES

 

          Fis 203.01  Presiding Officer; Appointment; Authority.

 

          (a)  All hearings shall be conducted for the department by a natural person appointed or authorized to serve as a presiding officer.

 

          (b)  A presiding officer shall as necessary:

 

(1)  Regulate and control the course of a hearing;

 

(2)  Facilitate an informal resolution of an appeal;

 

(3)  Administer oaths and affirmations;

 

(4)  Receive relevant evidence at hearings and exclude irrelevant, immaterial or unduly repetitious evidence;

 

(5)  Rule on procedural requests, including adjournments or postponements, at the request of a party or on the presiding officer's own motion;

 

(6)  Question any person who testifies;

 

(7)  Cause a complete record of any hearing to be made, as specified in RSA 541-A:31, VI; and

 

(8)  Take any other action consistent with applicable statutes, rules and case law necessary to conduct the hearing and complete the record in a fair and timely manner.

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

New.  #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 203.02  Withdrawal of Presiding Officer or Department Official.

 

          (a)  Upon his or her own initiative or upon the motion of any party, a presiding officer shall, for good cause withdraw from any hearing.

 

          (b)  Good cause shall exist if a presiding officer:

 

(1)  Has a direct interest in the outcome of a proceeding, including, but not limited to, a financial or family relationship, within the third degree of relationship, with any party; or

 

(2)  Has made statements or engaged in behavior which objectively demonstrates that he or she has prejudged the facts of a case; or

 

(3)  Personally believes that he or she cannot fairly judge the facts of a case.

 

          (c)  Mere knowledge of the issues, the parties or any witness shall not constitute good cause for withdrawal.

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

New.  #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 203.03  Waiver or Suspension of Rules by Presiding Officer.  The presiding officer, upon his or her own initiative or upon the motion of any party, shall suspend or waive any requirement or limitation imposed by this chapter upon reasonable notice to affected persons when the proposed waiver or suspension appears to be lawful, and would be more likely to promote the fair, accurate and efficient resolution of issues pending before the department than would adherence to a particular rule or procedure.

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

New.  #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 204  FILING, FORMAT AND DELIVERY OF DOCUMENTS

 

          Fis 204.01  Date of Issuance or Filing.  All written documents governed by these rules shall be rebuttably presumed to have been issued on the date noted on the document and to have been filed with the department on the actual date of receipt by the department, as evidenced by a date stamp placed on the document by the department in the normal course of business.

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

New.  #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 204.02  Format of Documents.

 

          (a)  All correspondence, pleadings, motions or other documents filed under these rules shall:

 

(1)  Include the title and docket number of the proceeding, if known;

 

(2)  Be typewritten or clearly printed on durable paper 8 1/2 by 11 inches in size;

 

(3)  Be signed by the party or proponent of the document, or, if the party appears by a representative, by the representative; and

 

(4)  Include a statement certifying that a copy of the document has been delivered to all parties to the proceeding in compliance with Fis 203.03.

 

          (b)  A party or representative's signature on a document filed with the department shall constitute certification that:

 

(1)  The signer has read the document;

 

(2)  The signer is authorized to file it;

 

(3)  To the best of the signer’s knowledge, information and belief there are good and sufficient grounds to support it; and

 

(4)  The document has not been filed for purposes of delay.

 

Source.  #1670, eff l1-20-80; ss by #2079, eff 7-5-82; ss by #2839, eff 8-31-84; ss by #4856, eff 7-3-90; ss by #6276, INTERIM, eff 6-26-96, EXPIRED: 10-24-96

 

New.  #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 204.03  Delivery of Documents.

 

          (a)  Copies of all petitions, motions, exhibits, memoranda, or other documents filed by any party to a proceeding governed by these rules shall be delivered by that party to all other parties to the proceeding.

 

          (b)  All notices, orders, decisions or other documents issued by the presiding officer or department shall be delivered to all parties to the proceeding.

 

          (c)  Delivery of all documents relating to a proceeding shall be made by personal delivery or by depositing a copy of the document, by first class mail, postage prepaid, in the United States mail, addressed to the last address given to the department by the party.

 

          (d)  When a party appears by a representative, delivery of a document to the party's representative at the address stated on the appearance filed by the representative shall constitute delivery to the party.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 205  TIME PERIODS

 

          Fis 205.01  Computation of Time.

 

          (a)  Unless otherwise specified, all time periods referenced in this chapter shall be calendar days.

 

          (b)  Computation of any period of time referred to in these rules shall begin with the day after the action which sets the time period in motion, and shall include the last day of the period so computed.

 

          (c)  If the last day of the period so computed falls on a Saturday, Sunday or legal holiday, then the time period shall be extended to include the first business day following the Saturday, Sunday or legal holiday.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 206  MOTIONS

 

          Fis 206.01  Motions; Objections.

 

          (a)  Motions shall be in written form and filed with the presiding officer, unless made in response to a matter asserted for the first time at a hearing or on the basis of information which was not received in time to prepare a written motion.

 

          (b)  Oral motions and any oral objection to such motions shall be recorded in full in the record of the hearing.  If the presiding officer finds that the motion requires additional information in order to be fully and fairly considered, the presiding officer shall direct the moving party to submit the motion in writing, with supporting information.

 

          (c)  Objections to written motions shall be filed within 30 days of the date of the motion.

 

          (d)  Failure by an opposing party to object to a motion shall not in and of itself constitute grounds for granting the motion.

 

          (e)  The presiding officer shall rule upon a motion after full consideration of all objections and other factors relevant to the motion.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 207  NOTICE OF HEARING; APPEARANCES; PRE-HEARING CONFERENCES

 

          Fis 207.01  Commencement of Hearing.  A hearing shall be commenced by an order of the department giving notice to the parties as required by Fis 207.03.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 207.02  Docket Numbers.  A docket number shall be assigned to each matter to be heard which shall appear on the notice of hearing and all subsequent orders or decisions of the agency.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 207.03  Notice of Hearing.

 

          (a)  A notice of a hearing issued by the department shall contain the information required by RSA 541-A:31, III, namely:

 

(1)  A statement of the time, place and nature of any hearing;

 

(2)  A statement of the legal authority under which a hearing is to be held;

 

(3)  A reference to the particular statutes and rules involved including this chapter;

 

(4)  A short and plain statement of the issues presented; and

 

(5)  A statement that each party has the right to have an attorney represent them at their own expense.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 207.04  Appearances and Representation.

 

          (a)  A party or the party’s representative shall file an appearance that includes the following information:

 

(1)  A brief identification of the matter;

 

(2)  A statement as to whether or not the representative is an attorney and if so, whether the attorney is licensed to practice in New Hampshire; and

 

(3)  The party or representative's daytime address and telephone number.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 207.05  Prehearing Conference.

 

          (a)  Any party may request, or the presiding officer shall schedule on his or her own initiative, a prehearing conference in accordance with RSA 541-A:31, V to consider:

 

(1)  Offers of settlement;

 

(2)  Simplification of the issues;

 

(3)  Stipulations or admissions as to issues of fact or proof by consent of the parties;

 

(4)  Limitations on the number of witnesses;

 

(5)  Changes to standard procedures desired during the hearing by consent of the parties;

 

(6)  Consolidation of examination of witnesses; or

 

(7)  Any other matters which aid in the disposition of the proceeding.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 207.06  Order of Revocation or Suspension.

 

          (a)  Upon conviction of an offense in Title XVIII for which there is a license revocation or suspension issued pursuant to RSA 214:19 and excluding motor vehicle licenses as they relate to RSA 215-A, a notification of the revocation or suspension shall be mailed by the department to the party as a confirmation of the revocation or suspension.

 

          (b)  The letter shall contain the following information:

 

(1)  The date the notice was issued;

 

(2)  The person’s name;

 

(3)  The person’s address;

 

(4)  The license suspended;

 

(5)  The date the suspension becomes effective; and,

 

(6)  A statement regarding the person’s opportunity for an administrative hearing.

 

          (c)  A person whose license has been revoked or suspended pursuant to RSA 214:19 may request an administrative hearing.  Such request shall not delay, postpone or otherwise interrupt the effective date of the suspension.

 

          (d)  Those grounds, upon which the person seeks to have the suspension rescinded, that are not raised in the request for an administrative hearing shall be deemed to have been waived.

 

          (e)  If the request is for a hearing, the person shall indicate whether he or she desires to have the arresting law enforcement officer present at the hearing.  Failure to so indicate shall mean that the person does not desire to have the law enforcement officer present.

 

          (f)  Upon receipt of the copy of the request for an administrative hearing, the law enforcement officer may submit to the department any statements, reports or other evidence which he or she wants a hearings examiner to consider during the hearing.

 

          (g)  Requests that do not meet the conditions of Fis 204 or this part shall be deemed to be incomplete and shall be returned to the person with an explanation.  Persons may resubmit the request as long as it is received by the department within the original 30 days from the date of service of the notice of suspension.  The department shall deny in writing any untimely requests.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 208  ROLES OF DEPARTMENT STAFF AND COMPLAINANTS

 

          Fis 208.01  Role of Department Staff in Enforcement or Disciplinary Hearings.  Unless called as witnesses, department staff shall have no role in any enforcement or disciplinary hearing.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 208.02  Role of Complainants in Enforcement or Disciplinary Hearings.  Unless called as a witness or granted party or intervenor status, a person who initiates an adjudicative proceeding by complaining to the department about the conduct of person who becomes a party shall have no role in any enforcement or disciplinary hearing.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 209  INTERVENTION

 

          Fis 209.01  Intervention.

 

          (a)  A non-party may intervene in a matter pending before the department under the provisions of RSA 541-A: 32, by filing a motion stating facts demonstrating that the non-party's rights or other substantial interests might be affected by the proceeding or that the non-party qualifies as an intervener under any provision of law.

 

          (b)  If the presiding officer determines that such intervention would be in the interests of justice and would not impair the orderly and prompt conduct of the hearing, he or she shall grant the motion for intervention.

 

          (c)  Except as limited by the presiding officer under RSA 541-A:32, III, an intervener shall be entitled to participate in a hearing as a party.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 210  POSTPONEMENT REQUESTS AND FAILURE TO ATTEND HEARING

 

          Fis 210.01  Postponements.

 

          (a)  Any party to a hearing may make an oral or written motion that a hearing be postponed to a later date or time.

 

          (b)  If a postponement is requested by a party to the hearing, it shall be granted if the presiding officer determines that good cause has been demonstrated.  Good cause shall include the unavailability of parties, witnesses or attorneys necessary to conduct the hearing, the likelihood that a hearing will not be necessary because the parties have reached a settlement or any other circumstances that demonstrate that a postponement would assist in resolving the case fairly.

 

          (c)  If the later date, time and place are known at the time of the hearing that is being postponed, the date, time and place shall be stated on the record.  If the later date, time and place are not known at the time of the hearing that is being postponed, the presiding officer shall issue a written scheduling order stating the date, time and place of the postponed hearing as soon as practicable.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 210.02  Failure to Attend Hearing.

 

          (a)  If any party to whom notice has been given in accordance with Fis 207.03 fails to attend a hearing, the presiding officer shall declare that party to be in default.

 

          (b)  The presiding officer shall either:

 

(1)  Dismiss the case, if the party with the burden of proof fails to appear; or

 

(2)  Hear the testimony and receive the evidence offered by a party, if that party has the burden of proof in the case.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 211  REQUESTS FOR INFORMATION OR DOCUMENTS

 

          Fis 211.01  Voluntary Production of Information.

 

          (a)  Each party shall attempt in good faith to make complete and timely response to requests for the voluntary production of information or documents relevant to the hearing.

 

          (b)  When a dispute between parties arises concerning a request for the voluntary production of information or documents, any party may file a motion to compel the production of the requested information under Fis 211.02.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 211.02  Motions to Compel Production of Information.

 

          (a)  Any party may make a motion requesting that the presiding officer order the parties to comply with information requests.  The motion shall be filed at least 30 days before the date scheduled for the hearing, or as soon as possible after receiving the notice of hearing if such notice is issued less than 30 days in advance of the hearing.

 

          (b)  The moving party’s motion shall:

 

(1)  Set forth in detail those factors which it believes justify its request for information; and

 

(2)  List with specificity the information it is seeking to discover.

 

          (c)  When a party has demonstrated that such requests for information are necessary for a full and fair presentation of the evidence at the hearing, the presiding officer shall grant the motion.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 211.03  Mandatory Pre-Hearing Disclosure of Witnesses and Exhibits.  At least 5 working days before the hearing the parties shall exchange a list of all witnesses to be called at the hearing with a brief summary of their testimony, a list of all documents or exhibits to be offered as evidence at the hearing, and a copy of each document or exhibit.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 212  RECORD, PROOF, EVIDENCE AND DECISIONS

 

          Fis 212.01  Record of the Hearing.

 

          (a)  The department shall record the hearing by tape recording or other method that will provide a verbatim record.

 

          (b)  If any person requests a transcript of the taped record, the department shall cause a transcript to be prepared and, upon receipt of payment for the cost of the transcription, shall provide copies of the transcript to the requesting party.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.02  Standard and Burden of Proof.  The party asserting a proposition shall bear the burden of proving the truth of the proposition by a preponderance of the evidence.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.03  Testimony; Order of Proceeding.

 

          (a)  Any person offering testimony, evidence or arguments shall state for the record his or her name, and role in the proceeding.  If the person is representing another person, the person being represented shall also be identified.

 

          (b)  Testimony shall be offered in the following order:

 

(1)  The party or parties bearing the burden of proof and such witnesses as the party may call; and

 

(2)  The party or parties opposing the party who bears the overall burden of proof and such witnesses as the party may call.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.04  Evidence.

 

          (a)  Receipt of evidence shall be governed by the provisions of RSA 541-A:33.

 

          (b)  All documents, materials and objects offered as exhibits shall be admitted into evidence unless excluded by the presiding officer as irrelevant, immaterial, unduly repetitious or legally privileged.

 

          (c)  All objections to the admissibility of evidence shall be stated as early as possible in the hearing, but not later than the time when the evidence is offered.

 

          (d)  Transcripts of testimony and documents or other materials, admitted into evidence shall be public records except to the extent the presiding officer determines that all or part of a transcript or document is exempt from disclosure under RSA 91-A:5 or applicable case law.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.05  Proposed Findings of Fact and Conclusions of Law.

 

          (a)  Any party may submit proposed findings of fact and conclusions of law to the presiding officer prior to or at the hearing.

 

          (b)  Upon request of any party, or if the presiding officer determines that proposed findings of fact and conclusions of law would serve to clarify the issues presented at the hearing, the presiding officer shall specify a date after the hearing for the submission of proposed findings of fact and conclusions of law.

 

          (c)  In any case where proposed findings of fact and conclusions of law are submitted, the decision shall include rulings on the proposals.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.06  Closing the Record.

 

          (a)  After the conclusion of the hearing, the record shall be closed and no other evidence shall be received into the record, except as allowed by (b) below and Fis 212.08.

 

          (b)  Before the conclusion of the hearing, a party may request that the record be left open to allow the filing of specified evidence not available at the hearing.  If the other parties to the hearing have no objection or if the presiding officer determines that such evidence is necessary to a full consideration of the issues raised at the hearing, the presiding officer shall keep the record open for the period of time necessary for the party to file the evidence.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.07  Reopening the Record.  At any time prior to the issuance of the decision on the merits, the presiding officer, on the presiding officer’s own initiative or on the motion of any party, shall reopen the record to receive relevant, material and non-duplicative testimony, evidence or arguments not previously received, if the presiding officer determines that such testimony, evidence or arguments are necessary to a full and fair consideration of the issues to be decided.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 212.08  Decisions.

 

          (a)  The executive director shall not participate in making a decision unless he or she personally heard the testimony in the case, unless the matter’s disposition does not depend on the credibility of any witness and the record provides a reasonable basis for evaluating the testimony.

 

          (b)  If a presiding officer has been delegated the authority to conduct a hearing in the absence of executive director who is to render a final decision, the presiding officer shall submit to the department a written proposal for decision, which shall contain a statement of the reasons for the decision and findings of fact and rulings of law necessary to the proposed decision.

 

          (c)  If a proposal for decision in a matter not personally heard by the executive director is adverse to a party to the proceeding other than the department itself, the department shall serve a copy of the proposal for decision on each party to the proceeding and provide an opportunity to file exceptions and present briefs and oral arguments to the executive director.

 

          (d)  A proposal for decision shall become a final decision upon its approval by the executive director .

 

          (e)  The department shall keep a decision on file in its records for at least 5 years following the date of the final decision or the date of the decision on any appeal, unless the director of the division of records management and archives of the department of state sets a different retention period pursuant to rules adopted under RSA 5:40.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 213  MOTION FOR REHEARING

 

          Fis 213.01  Purpose.  The rules in this part are intended to supplement any statutory provisions, including RSA 541, that require or allow a person to request a rehearing of a decision of the department prior to appealing the decision.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 213.02  Applicability.  The rules in this part shall apply whenever any person has a right under applicable law to request a rehearing of a decision prior to filing an appeal of the decision with the court having appellate jurisdiction.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 213.03  Filing and Content of Motion.

 

          (a)  A motion for rehearing shall be filed within 30 days of the date of the department decision or order.

 

          (b)  A motion for rehearing shall:

 

(1)  Identify each error of fact, error of reasoning, or error of law which the moving party wishes to have reconsidered;

 

(2)  Describe how each error causes the department’s decision to be:

 

a.  Unlawful, unjust or unreasonable;

 

b.  Or illegal in respect to jurisdiction, authority or observance of the law;

 

c.  An abuse of discretion;

 

d.  Or arbitrary or capricious;

 

(3)  State concisely the factual findings, reasoning or legal conclusion proposed by the moving party; and

 

(4)  Include any argument or memorandum of law the moving party wishes to file.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 213.04  Standard for Granting Motion for Rehearing.

 

          (a)  A motion for rehearing in a case subject to appeal under RSA 541 shall be granted if it demonstrates that the department’s decision is unlawful, unjust or unreasonable.

 

          (b)  A motion for rehearing in a case subject to appeal by petition for writ of certiorari shall be granted if it demonstrates that the department’s decision is illegal in respect to jurisdiction, authority or observance of law, an abuse of discretion or arbitrary, unreasonable or capricious.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

          Fis 213.05  Decision on Motion for Rehearing.  The department shall grant or deny a motion for rehearing, or suspend the order or decision pending further consideration within 10 days of the filing of the motion for rehearing.

 

Source. #7382, eff 10-25-00, EXPIRED: 10-25-08

 

New.  #9332, INTERIM, eff 11-27-08, EXPIRED: 5-26-09

 

New.  #9636-A, eff 1-12-10

 

PART Fis 214  RULEMAKING PETITIONS

 

          Fis 214.01  Petitions to Department.

 

          (a)  Petitions from any persons requesting adoption, amendment or repeal of a rule shall be received and disposed of in the following manner:

 

(1)  Petitions shall be submitted to the executive director by letter typed or printed legibly and include the following information:

 

a.  The date of the petitioning, the petitioner's name, address and telephone number;

 

b.  The name and address of any organization petitioner represents;

 

c.  A citation to the rule and its provisions with a specification of any changes desired, if repeal or amendment is sought; or the text of the proposed rule if adoption is sought;

 

d.  A complete statement of the petitioner's reasons in support of the requested action; and

 

e.  Petitioner shall sign the petition.

 

(2)  If the executive director determines that any petition is deficient in any respect she or he shall, within 10 working days of receipt of said petition, notify the petitioner, in writing, of the specific deficiencies and allow the petitioner to amend the petition.

 

(3)  Within 30 days of receipt of a petition, or amended petition, for rulemaking, the executive director shall take one of the following actions:

 

a.  Initiate the requested rulemaking procedures, in accordance with RSA 541-A:3; or

 

b.  Deny the petition, in writing, stating the reasons for denial.

 

Source.  #9541, INTERIM, eff 9-10-09, EXPIRES: 3-9-10; ss by #9636-A, eff 1-12-10

 

PART Fis 215  RULEMAKING HEARINGS

 

          Fis 215.01  Rulemaking Hearing.

 

          (a)  The executive director or designee, acting as the presiding officer, shall open an oral public hearing by describing in general terms the purpose of the hearing and procedures governing its conduct.

 

          (b)  If the purpose of the hearing is to provide information to the public, the presiding officer or such other person as the presiding officer designates shall then present such information.

 

          (c)  After the opening statement and presentation of information, if any, the presiding officer shall open the hearing to receive comments and questions from the persons attending the hearing.

 

          (d)  Any individual wishing to submit exhibits or written testimony at an oral public hearing shall do so to the presiding officer, provided the individual signs and dates such testimony or exhibit(s).

 

          (e)  The presiding officer shall recognize each individual to present his or her testimony.  Any individual testifying at an oral public hearing shall state his or her name, city or town of residence and whom he or she represents, if anyone, to the presiding officer.

 

          (f)  Individuals testifying shall direct his or her testimony to the presiding officer.

 

          (g)  The presiding officer shall:

 

(1)  Refuse to recognize for speaking or revoke the recognition of any person who:

 

a.  Speaks or acts in an abusive or disruptive manner;

 

b.  Fails to keep comments relevant to the proposed rules that are the subject matter of the hearing; or

 

c.  Restates more than once what he or she has already stated; and

 

(2)  Set time limits on testimony, if necessary, to allow all the opportunity to speak a first time.

 

          (h)  The presiding officer shall close the oral public hearing when he or she determines that no one has further questions or comments that are relevant to the subject of the hearing.

 

          (i)  For rulemaking hearings, the record shall remain open for written comments until the date specified in the notice published pursuant to RSA 541-A.

 

Source.  #9636-A, eff 1-12-10

 

PART Fis 216  DECLARATORY RULING PETITIONS

 

          Fis 216.01  Declaratory Ruling Petitions.

 

          (a)  Petitions from persons requesting a declaratory ruling as to the applicability of any statutory provisions or rules administered by the department, shall be received and disposed of in the following manner:

 

(1)  Petitions shall be submitted in the form specified in Fis 215.01(a)(1);

 

(2)  Petitions shall specifically identify the statutory provision or rule for which the declaratory ruling is sought;

 

(3)  Petitions shall state the specific question or claim, with reasons in support thereof, as to the applicability of said statute or rule; and

 

(4)  If the executive director determines that any petition is deficient in any respect, he or she shall, within 10 working days of receipt of said petition, notify the petitioner, in writing, of the specific deficiencies and allow the petitioner to amend the petition.

 

(5)  The executive director shall respond to a petition or amended petition for a declaratory ruling in one of the following ways:

 

a.  Issue a declaratory ruling responsive to the petition within 20 working days of receipt; or

 

b.  Request the opinion of the attorney general within 10 working days of receipt, and issue a responsive declaratory ruling within 10 working days of receipt of the attorney general's reply.

 

Source.  #9636-A, eff 1-12-10

 

PART Fis 217  EXPLANATION OF A RULE

 

          Fis 217.01  Explanation of Rule.

 

          (a)  If requested by an interested person at any time before 30 days after final adoption of a rule, the adopting authority shall issue an explanation of the rule, which includes:

 

(1)  A concise statement of the principal reasons for and against the adoption of the rule in its final form; and

 

(2)  An explanation of why the adopting authority overruled the arguments and considerations against the rule.

 

Source.  #9636-B, eff 1-12-10

 

APPENDIX

 

Rule(s)

State Statute (RSA)

Federal Statute

Federal Regulation

Fis 202.01

RSA 541-A:29-39

 

 

Fis 203.01

RSA 541-A:29-32

 

 

Fis 203.02

RSA541-A:30-a, III (k);

RSA 541-A:36

 

 

Fis 203.03

RSA 541-A:22, IV;

RSA 541-A:30-a, III (j)

 

 

Fis 204.01

RSA 541-A:29-35;

RSA 541-A:30-a, III (a)

 

 

Fis 204.02

RSA 541-A:29-35;

RSA 541-A:30-a, III (a)

 

 

Fis 204.03

RSA 541-A:29-35;

RSA 541-A:30-a, III (a)

 

 

Fis 205.01

RSA 541-A:29-35;

RSA 541-A:30-a, III (f)

 

 

Fis 206.01

RSA 541-A:29-35;

RSA 541-A:30-a, III (a)

 

 

Fis 207.01

RSA 541-A:31

 

 

Fis 207.02

RSA 541-A:31, I, II

 

 

Fis 207.03

RSA 541-A:31, III

 

 

Fis 207.04

RSA 541-A:30-a, III (b)

 

 

Fis 207.05

RSA 541-A:31, V

 

 

Fis 207.06

RSA 214:19-a

 

 

Fis 208.01

RSA 541-A:30-a, III (g)

 

 

Fis 208.02

RSA 541-A:30-a, III (g)

 

 

Fis 209.01

RSA 541-A:30-a, III (g);

RSA 541-A:32

 

 

Fis 210.01

RSA 541-A:30-a, III (h)

 

 

Fis 210.02

RSA 541-A:29-39

 

 

Fis 211.01

RSA 541-A:30-a, III (c)

 

 

Fis 211.02

RSA 541-A:30-a, III (c)

 

 

Fis 211.03

RSA 541-A:30-a, III (c)

 

 

Fis 212.01

RSA 541-A:31, VI

 

 

Fis 212.02

RSA 541-A:30-a, III (e)

 

 

Fis 212.03

RSA 541-A:33

 

 

Fis 212.04

RSA 541-A:33

 

 

Fis 212.05

RSA 541-A:31, VI (e);

RSA 541-A:35

 

 

Fis 212.06

RSA 541-A:31; RSA 541-A:33

 

 

Fis 212.07

RSA 541-A:31; RSA 541-A:33;

RSA 541-A:30-a, III (i)

 

 

Fis 212.08

RSA 541-A:31; 541-A:33;

541-A:30-a, III (e)

 

 

Fis 213.01

RSA 541

 

 

Fis 213.02

RSA 541

 

 

Fis 213.03

RSA 541:3

 

 

Fis 213.04

RSA 541:4

 

 

Fis 214.01

RSA 541:4

 

 

Fis 215.01

RSA 541-A:16

 

 

Fis 216.01

RSA 541-A:16

 

 

Fis 217.01

RSA 541-A:16