CHAPTER Pari 700 USE OF PROHIBITED SUBSTANCES AND
PRACTICES IN HORSE RACING
PART Pari 701 PURPOSE AND SCOPE
Pari 701.01 Purpose. The purpose of this chapter is to establish a
uniform classification guideline for the use of foreign substances in horse
racing and to establish penalties for certain prohibited practices and the use
of prohibited substances.
Source. #8066, eff 3-26-04; ss by #8551, eff 1-26-06
Pari 701.02 Scope. This chapter shall apply to all forms of
horse racing regulated by the
Source. #8066, eff 3-26-04; ss by #8551, eff 1-26-06;
ss by #9248, eff 8-29-08
PART Pari 702 DEFINITIONS
Pari 702.01 "Association of Racing Commissioners
International, Inc. (ARCI)" means an organization with a membership
composed of the racing commissioners of some states and neighboring territories
and countries and an associate membership composed of representatives of the
racing industry and its regulators in some foreign countries.
Source. #8066, eff 3-26-04; ss by #8551, eff 1-26-06
Pari 702.02 "ARCI Uniform Classification Guidelines
for Foreign Substances and Recommended Penalties and Model Rule (ARCI Uniform
Classification Guidelines)" means a set of guidelines prepared by ARCI as
revised on April 15, 2004 relative to the definition and use of foreign
substances and prohibited practices in horse racing, together with penalty
provisions for the improper use of such substances or the use of such
practices.
Source. #8066, eff 3-26-04; ss by #8551, eff 1-26-06
Pari 702.03 “Trainer of record” means a trainer of
record, as defined in RSA 284: 38-a, of a horse.
Source. #8551, eff 1-26-06
PART Pari 703 PROHIBITED SUBSTANCES, PRACTICES AND
CONCENTRATION LEVELS
Pari 703.01 ARCI Uniform Classification Guidelines.
(a) Except as otherwise provided in this part,
the classification of foreign substances in horse racing, the description of
prohibited practices and the penalties for the use of such foreign substances
or prohibited practices shall be as set forth in the ARCI Uniform
Classification Guidelines, including the preamble, notes regarding
classification guidelines, classification criteria, classification definitions,
drug classification scheme, alphabetized list or listing of drugs, drug listing
by classification, non-classified substances and recommended penalties and
model rule.
(b) Subject to the exceptions set forth in (f)
and (g) below, no horse shall race if that horse:
(1) Has within its bodily system any substance
listed on the alphabetical list or listing by classification of the ARCI Uniform
Classification Guidelines; or
(2) Has been subjected to prohibited practices
specified in the ARCI Uniform Classification Guidelines.
(c) No person under the jurisdiction of the
commission shall engage in those acts for which a penalty applies under (d)
below.
(d) Except as provided in (f), (g) and (h) below,
the penalty provisions of the ARCI Uniform Classification Guidelines shall
apply to any person under the jurisdiction of the commission who:
(1) Administers or applies to a horse that is
entered to participate in a race, that is racing, or that has completed a race
and is subject to having a blood, urine or other sample taken but not yet had
that sample taken, any substance that is listed on the alphabetical list or
listing by classification of the ARCI Uniform Classification Guidelines;
(2) Acts contrary to the provisions of RSA 284:
38 as it applies to horses;
(3) Adds to any blood, urine or other sample
taken from a horse a substance listed in the ARCI Uniform Classification
Guidelines, whether or not that substance is specifically classified therein;
(4) Engages in prohibited practices specified by
the ARCI Uniform Classification Guidelines;
(5) Instructs that any of the foregoing actions
be taken by another person;
(6) Assists or aids in the taking of any of the
foregoing actions; or
(7) Otherwise causes a horse to race with a
substance in its system that is listed in the alphabetical list or listing by
classification of the ARCI Uniform Classification Guidelines, or otherwise
causes the occurrence of a prohibited practice under the ARCI Uniform
Classification Guidelines.
(e) A trainer of record, as insurer of a horse’s
condition under RSA 284:38-a, shall, in addition to the provisions of (c)
above, be subject to the following provisions:
(1) The penalty provisions of the ARCI Uniform
Classification Guidelines shall apply to any trainer of record of a horse that
races contrary to the provisions of (b) above; and
(2) The penalty provisions of the ARCI Uniform
Classification Guidelines shall apply to any trainer of record of a horse that
is the subject of the acts referred to in (d) above.
(f) The prohibition on racing contained in (b)
above shall not apply to the substance known as furosemide or to the substance
known as phenylbutazone, the prohibitions on which shall be as set forth in
Pari 703.05 below. The penalty
provisions of (d) (1), (d) (5), (d) (6) and (d) (7) above, or (e) above as it
relates to those provisions, shall not apply in the case of the use of those
substances for their intended purposes except as provided in Pari 703.05 below.
(g) The prohibition on racing contained in (b)
above and the penalty provisions of (d) and (e) above as they apply to the
substances known as erythropoietin or darbepoietin shall be subject to the
additional provisions of Pari 703.06 below.
(h) In cases other than those involving
furosemide or phenylbutazone, which shall be handled according to Pari 703.05,
the penalty provisions of (d) (1), (d) (5) and (d) (6) and (e) above shall not
apply to the following persons in the following circumstances:
(1) A veterinarian who, for generally accepted
veterinary medical purposes, and acting at such time as is necessary for the
health of the horse, administers or directs the administration of a substance
classified as a class 2, 3, 4, or 5 drug under the ARCI Uniform Classification
Guidelines;
(2) A veterinary assistant who, operating under
the direction of a veterinarian who is acting for generally accepted veterinary
medical purposes and at such time as is necessary for the health of the horse,
administers a substance specified under (h) (1) above; or
(3) A trainer of a horse which has been properly administered
a class 2, 3, 4, or 5 substance by a veterinarian or veterinary assistant under
the circumstances described in (h) (1) or (h) (2) above, if the horse does not
race with a substance in its system contrary to (b) above.
(i) A horse administered a substance for which no
penalty applies under (h) above shall, in accordance with Pari 703.01 (b),
nonetheless not race.
Source. #8066, eff 3-26-04; ss by #8551, eff 1-26-06
Pari 703.02 Additional Prohibited Substances.
(a) Except as provided in (f) and (g) below, no
horse shall race if that horse has within its bodily system any substance,
whether or not specifically listed or identified in the alphabetical list or
listing by classification of the ARCI Uniform Classification Guidelines, if
that substance falls within the classification definitions or the drug
classification scheme for a class 1, 2, 3, 4 or 5 substance as set forth in the
ARCI Uniform Classification Guidelines.
(b) No person under the jurisdiction of the
commission shall engage in those acts for which a penalty applies under (c)
below.
(c) Except as otherwise provided in (f), (g) and
(h) below, the penalties set forth in (e) below shall apply to any person under
the jurisdiction of the commission who:
(1) Administers or applies to a horse that is
entered to participate in a race, that is racing, or that has completed a race
and is subject to having a blood, urine or other sample taken but not yet had
that sample taken, any substance that falls within the classification
definitions or the drug classification scheme for a class 1, 2, 3, 4 or 5
substance as set forth in the ARCI Uniform Classification Guidelines;
(2) Adds to any blood, urine or other sample
taken from a horse a substance that falls within the classification definitions
or the drug classification scheme for a class 1, 2, 3, 4 or 5 substance as set
forth in the ARCI Uniform Classification Guidelines;
(3) Instructs that any of the foregoing actions
be taken by another person;
(4) Assists or aids in the taking of any of the
foregoing actions; or
(5) Otherwise causes a horse to race with a
substance in its system that falls within the classification definitions or the
drug classification scheme for a class 1, 2, 3, 4 or 5 substance as set forth
in the ARCI Uniform Classification Guidelines.
(d) A trainer of record, as insurer of a horse’s
condition under RSA 284:38-a, shall, in addition to the provisions of (b) above,
be subject to the following provisions:
(1) The penalty provisions set forth in (e) below
shall apply to any trainer of record of a horse that races contrary to the
provisions of (a) above; and
(2) The penalty provisions set forth in (e) below
shall apply to any trainer of record of a horse that is the subject of the acts
referred to in (c) above.
(e) Subject to the exceptions of (f), (g) and (h)
below, the penalty of the ARCI Uniform Classification Guidelines that is
specified for violations relating to the particular type or class of substance
at issue, be it a class 1, 2, 3, 4, or 5 substance, shall apply to violations
of this section.
(f) The prohibition on racing contained in (a)
above shall not apply to the substance known as furosemide or to the substance
known as phenylbutazone, the prohibitions on which shall be as set forth in
Pari 703.05 below. The penalty provisions of (c) (1), (c) (3), (c) (4) and (c)
(5) above, or (d) above as it relates to those provisions, shall not apply in the
case of the use of those substances for their intended purposes except as
provided in Pari 703.05 below.
(g) The prohibition on racing contained in (a)
above and the penalty provisions of (b) and (d) above as they apply to the
substances known as erythropoietin or darbepoietin shall be subject to the
additional provisions of Pari 703.06 below.
(h) The penalty provisions of (c) (1), (c) (3)
and (c) (4) and (d) above shall not apply to the following persons in the
following circumstances:
(1) A veterinarian who, for generally accepted
veterinary medical purposes, and acting at such time as is necessary for the
health of the horse, administers or directs the administration of a substance
that falls within the classification definitions of a class 2, 3, 4, or 5 drug
under the ARCI Uniform Classification Guidelines;
(2) A veterinary assistant who, operating under
the direction of a veterinarian who is acting for generally accepted veterinary
medical purposes and at such time as is necessary for the health of the horse,
administers a substance specified under (h) (1) above; or
(3) A trainer of a horse which has been properly
administered a substance that falls within the classification definitions of a
class 2, 3, 4, or 5 drug under the ARCI Uniform Classification Guidelines by a
veterinarian or veterinary assistant under the circumstances described in (h)
(1) or (h)(2) above, if the horse does not race with a substance in its system
contrary to (a) above.
(i) A horse administered a substance for which no
penalty applies under (h) above shall, in accordance with Pari 703.02 (a),
nonetheless not race.
Source. #8551, eff 1-26-06
Pari 703.03 Administration of Substances Via Tube, Syringe,
or Other Artificial Means Prior to Race.
(a) No person under the jurisdiction of the
commission shall engage in those acts for which a penalty applies under (c) (1)
– (4) below.
(b) A trainer of record shall:
(1) In accordance with RSA 284: 38-a, be
responsible for, and be the insurer of the condition of, any horse used for the
purposes of racing which such trainer enters into a race; and
(2) In addition to the prohibitions of (a) above,
be subject to the imposition of penalties in the circumstances set forth in (c)
(5) below.
(c) The penalties set forth in (e) below shall
apply to any person under the jurisdiction of the commission who:
(1) Introduces or administers any substance, via
a tube, syringe, or other artificial means, directly into the stomach of a
horse within 24 hours before a scheduled race, except as a veterinarian
administering such substances for generally accepted veterinary medical
purposes, and at such time as is necessary for the health of the horse, or as a
person assisting such veterinarian in such circumstances;
(2) Instructs that any action prohibited under
(c) (1) above be taken by another person;
(3) Assists or aids in the taking of any action
that is prohibited by (c) (1) above;
(4) Otherwise causes a horse to race, in any type
of race, after administration of a substance contrary to (c) (1) above; or
(5) Is the trainer of record of a horse that has
been administered a substance contrary to (c) (1) above or which runs contrary
to (d) below.
(d) No horse shall race if any substance has been
introduced or administered, via tube, syringe or other artificial means
directly into that horse’s stomach within 24 hours before a race, regardless of
whether such introduction or administration was conducted by a veterinarian for
generally accepted veterinary medical purposes at such time as is necessary for
the health of the horse, or by a person assisting such veterinarian in such
circumstances.
(e) A violation of (a) above, or the existence of
circumstances subjecting a trainer of record to penalties under (b) above
shall, for the purposes of the imposition of penalties, be treated as if it
constitutes an infraction of the ARCI Uniform Classification Guidelines for
which the penalty provisions relative to a class 4 drug apply.
Source. #8551, eff 1-26-06
Pari
703.04 Racing With Elevated Total
Carbon Dioxide Concentration.
(a) “Total carbon dioxide concentration” means the
total concentration of carbon dioxide present in blood samples, or serum or
plasma samples obtained from blood, collected from horses involved in races
under the jurisdiction of the commission, sometimes known as the “TCO2 level.”
(b) No horse shall race if that horse has a total
carbon dioxide concentration of over 37 millimoles per liter or 39 millimoles
per liter for a horse which as been administered furosomide in compliance with
this chapter.
(c) No person under the jurisdiction of the
commission shall engage in those acts for which a penalty applies under (e) (1)
– (4) below.
(d) A trainer of record shall:
(1) In accordance with RSA 284: 38-a, be
responsible for, and be the insurer of the condition of, any horse used for the
purposes of racing which such trainer enters into a race; and
(2) In addition to the prohibitions of (c) above,
be subject to the imposition of penalties in the circumstances set forth in (e)
(5) below.
(e) The penalties set forth in (f) below shall apply
to any person under the jurisdiction of the commission who:
(1) Other than as a veterinarian administering
such substance for generally accepted veterinary medical purposes, at such time
as is necessary for the health of the horse, or as a person assisting such
veterinarian in such circumstances, administers to any horse that is entered to
participate in a race, that is racing, or that has completed a race and is
subject to having a blood, urine or other sample taken but not yet had that
sample taken, a substance that results in an elevation of the horse’s total
carbon dioxide concentration to a level of over 37 millimoles per liter or 39
millimoles per liter for a horse which has been administered furosomide in
compliance with this chapter;
(2) Instructs that any action be taken contrary
to (e) (1) above;
(3) Assists or aids in the taking of any action
that is contrary to (e) (1) or (e) (2) above;
(4) Otherwise causes a horse to race with a total
carbon dioxide concentration contrary to (b) above; or
(5) Is the trainer of record of any horse found
to have been administered a substance contrary to (e) (1) above or which runs
with a total carbon dioxide concentration exceeding the limit set forth in (b)
above.
(f) A violation of (c) above, or the existence of
circumstances subjecting a trainer of record to penalties under (d) above
shall, for the purposes of the imposition of penalties, be treated as if it
constitutes an infraction of the ARCI Uniform Classification Guidelines for
which the penalty provisions relative to a class 4 drug apply.
Source. #8551, eff 1-26-06; amd by #9006, eff
10-12-07
Pari
703.05 Furosemide and Phenylbutazone.
(a) “Bleeder list” means the list compiled by the
commission veterinarian of horses that demonstrate external evidence of
pulmonary bleeding.
(b) “Phenylbutazone list” means the list or lists
maintained by the commission’s representatives at the racing facility
specifying those horses that are being administered phenylbutazone.
(c) No horse shall race if that horse has within
its bodily system the substance known as furosemide unless that horse is on the
bleeder list.
(d) No horse that has been identified on the bleeder
list as a horse that will run with the substance known as furosemide in its
bodily system shall race if that horse does not in fact have that substance
within its system.
(e) No horse shall race if that horse has within
its bodily system the substance known as phenylbutazone unless that horse is on
the phenylbutazone list.
(f) No horse that has been identified on the
phenylbutazone list as a horse that will run with the substance known as
phenylbutazone in its bodily system shall race if that horse does not in fact
have that substance within its system.
(g) No person under the jurisdiction of the
commission shall engage in those acts for which a penalty applies under (i) (1)
– (6) below.
(h) A trainer of record shall:
(1) In accordance with RSA 284: 38-a, be
responsible for, and be the insurer of the condition of, any horse used for the
purposes of racing which such trainer enters into a race; and
(2) In addition to the prohibitions of (g) above,
be subject to the imposition of penalties in the circumstances set forth in (i)
(7) below.
(i) The penalties set forth in (j) below shall
apply to any person under the jurisdiction of the commission who:
(1) Other than as a veterinarian administering
such substance for generally accepted veterinary medical purposes, at such time
as is necessary for the health of the horse, or as a person assisting such
veterinarian in such circumstances, administers to any horse that is entered to
participate in a race or that is racing, the substances known as furosemide or
phenylbutazone, if that horse is not on the applicable list under (c) or (e)
above;
(2) Other than as a veterinarian administering
such substance for generally accepted veterinary medical purposes, at such time
as is necessary for the health of the horse, or as a person assisting such
veterinarian in such circumstances, administers to any horse that has completed
a race and is subject to having a blood, urine or other sample taken, but not
yet had that sample taken, the substances known as furosemide or
phenylbutazone;
(3) Being a trainer of record fails to
administer, or cause to be administered, to any horse that is entered to
participate in a race the substances known as furosemide or phenylbutazone if
that horse is on the applicable list under (d) or (f) above;
(4) Instructs that any action be taken contrary
to (i) (1), (i) (2) or (i) (3) above;
(5) Assists or aids in the taking of any action
that is contrary to (i) (1), (i) (2) or (i) (3) above;
(6) Otherwise causes a horse to race contrary to
(c), (d), (e) or (f) above or in contravention of the prohibited practices
specified by the ARCI Uniform Classification Guidelines; or
(7) Is the trainer of record of a horse found to
have been administered furosemide or phenylbutazone contrary to (i) (1) or (i)
(2) above, or which races contrary to (c), (d), (e), (f) or (i) (6) above.
(j) A violation of (g) above, or the existence of
circumstances subjecting a trainer of record to penalties under (h) above, shall,
for the purposes of the imposition of penalties, be treated as if it
constitutes an infraction of the ARCI Uniform Classification Guidelines for
which the penalty provisions relative to a class 4 drug apply.
Source. #8551, eff 1-26-06
Pari 703.06 Additional Rules Regarding Erythropoietin,
Darbepoietin and Analogous Substances.
(a) “Screening test” means a preliminary test
designed to determine that a substance prohibited by these rules is not
present.
(b) No horse shall race if that horse has within
its system:
(1) The substances known as erythropoietin or
darbepoietin, except to the extent that those substances occur naturally within
the horse’s bodily system; or
(2) Any substance analogous to those specified in
(b) (1) above that causes an artificial increase in red blood cells in a horse.
(c) In the case of a violation of these rules
relative to erythropoietin or darbepoietin, the penalty provisions of Pari 703.01
or Pari 703.02 shall not apply if, and only if, the sole basis for imposing the
penalty would be that a screening test of blood or urine fails to rule out the
possibility that a horse may have run contrary to (b) above.
(d)
A horse that has been subject to a screening test of blood or urine that
fails to rule out the presence of erythropoietin or darbepoietin or an
analogous substance as described in (b) (2) above shall not race again until
such time as a test conducted by the approved laboratory services for the New Hampshire racing and
charitable gaming
commission of blood samples, or serum or plasma samples obtained from
blood, collected from the horse confirms the absence of those substances from
the horse’s system.
(e) Tests conducted under (d) above shall be at
the expense of the owner or trainer of the horse tested.
(f) This section shall not apply to hemoglobin
glutamers, such as the substances known as Oxyglobin or Hemopure, which shall
be addressed as set forth in Pari 703.01 and Pari 703.02.
Source. #8551, eff 1-26-06; amd by #9248, eff 8-29-08
APPENDIX
|
RULE |
STATUTE |
|
|
|
|
Pari 701.01 Pari 701.02 |
RSA 284:38; RSA 541-A: 16, I
(b)
|
|
Pari 702.01 – Pari 702.02 |
RSA 541-A: 7
|
|
Pari 703.01 – Pari 703.05 |
RSA 284:19; RSA 284:38
RSA 284:38-a
|
|
Pari 703.06 |
RSA 284:19; RSA 284:38 RSA 284:38-a RSA 541-A: 16, I (b) |