CHAPTER Ins 4000  UNIFORM REPORTING SYSTEM FOR HEALTH CARE CLAIMS DATA SETS

 

Statutory Authority:  RSA 400-A:15 I; RSA 420-G:14

 

PART Ins 4001  PURPOSE AND SCOPE

 

          Ins 4001.01  Purpose and Scope.  This chapter contains the provisions for submission of health care claims data sets from third-party payers, third-party administrators, and carriers and health care claims processors that provide only administrative services for a plan sponsor.

 

Source.  #8279, eff 2-3-05; ss by #9500, eff 7-6-09

 

PART Ins 4002  DEFINITIONS

 

          Ins 4002.01  Definitions.  Unless the context indicates otherwise, the following words and phrases shall have the following meanings:

 

          (a)  "Address" means street address, post office box numbers, apartment numbers, e-mail addresses, web universal resource locator (URL) and internet protocol (IP) address number.

 

          (b)  "Bank account" means any checking, savings, certificate of deposit, or any account utilized for the payment of third parties.

 

          (c)  "Capitated services" means services rendered by a provider through a contract in which payment are based upon a fixed dollar amount for each member on a monthly basis.

 

          (d)  "Carrier" means any entity subject to the insurance laws and rules of this state, or subject to the jurisdiction of the commissioner that contracts or offers to provide, deliver, arrange for, pay for or reimburse any of the costs of health services, and includes an insurance company, a health maintenance organization, a nonprofit health services corporation, third party administrator or any other entity arranging for or providing health coverage.

 

          (e)  "Clinical data" means health care claims and information about health care claims for services delivered in hospitals or other setting.

 

          (f)  "Co-insurance" means the percentage a member pays toward the cost of a covered service.

 

          (g)  "Commissioner" means the insurance commissioner.

 

          (h)  "Confidential agency data" means data collected or produced by the department that:

 

(1)  Has not been revealed to the general public;

 

(2)  Can be withheld from public access without violation of RSA 91-A; and

 

(3)  Shall not, in the opinion of the commissioner, be released.

 

          (i)  "Confidential clinical data" means data provided to the department that:

 

(1)  Has not been revealed to the general public; and

 

(2)  Relates to provision of medical or other services to a specific individual.

 

          (j)  "Confidential financial data" means data provided to the department that:

 

(1)  Has not been revealed to the general public; and

 

(2)  Would directly result in the data provider being placed at a competitive economic disadvantage.

 

          (k)  "Consumer assessment of health plans survey" or "CAHPS" (CAPHS®) means a survey tool that measures consumer experience with carriers and health care claims processors.

 

          (l)  "Co-payment" means the fixed dollar amount a member pays to a health care provider at the time a covered service is provided or the full cost of a service when that is less than the fixed dollar amount.

 

          (m)  "Data submission tool (DST)" means the NCQA provided tool for submitting HEDIS data.

 

          (n)  "Department (NHID)" means the New Hampshire insurance department.

 

          (o)  "Designee" means an entity with which the department and/or the department of health and human services have entered into an arrangement pursuant to which the entity performs data management and collecting functions, and under which the entity is strictly prohibited from using or releasing the information and data obtained in such a capacity for any purposes other than those specified in the agreement.

 

          (p)  "DHHS" means the department of health and human services.

 

          (q)  "Direct identifier" means any information, other than case or code numbers used to create anonymous or encrypted data, that plainly discloses the identity of an individual, including:

 

(1)  Names;

 

(2)  Postal address information other than town or city, state and zip code;

 

(3)  Telephone and fax numbers;

 

(4)  Electronic mail addresses;

 

(5)  Social security numbers;

 

(6)  Vehicle identifiers and serial numbers;

 

(7)  Personal internet ID addresses and URLs;

 

(8)  Biometric identifiers, including finger and voice prints; and

 

(9)  Personal photographic images.

 

          (r)  "Disclosure" means, with respect to clinical or financial data, to communicate information to a person not already in possession of that information or to use information for a purpose not originally authorized.

 

          (s)  "Encryption" means a method by which the true value of data has been disguised in order to prevent the identification of persons or groups, and which does not provide the means for recovering the true value of the data.

 

          (t)  "Family" means spouse, children, parents, siblings, and legal guardians.

 

          (u)  "Financial data" means information collected that includes, but is not limited to:

 

(1)  Costs of operation;

 

(2)  Revenues;

 

(3)  Assets;

 

(4)  Liabilities;

 

(5)  Fund balances;

 

(6)  Other income;

 

(7)  Rates;

 

(8)  Charges; and

 

(9)  Units of services.

 

          (v)  "Health care claims data" means information consisting of, or derived directly from, member eligibility, medical claims, and pharmacy claims, files submitted by health care claims processors.  "Health care data" does not include analysis, reports, or studies containing information from health care claims data sets, if those analyses, reports, or studies have already been released in response to another request for information or as part of a general distribution of public information by the department.

 

          (w)  "Health care claims processor" means a third-party payer, third-party administrator, or carrier that provides administrative services for a plan sponsor.

 

          (x)  "Health care practitioner" means physicians and all others certified, registered or licensed in the healing arts, including, but not limited to:

 

(1)  Nurses;

 

(2)  Podiatrists;

 

(3)  Optometrists;

 

(4)  Pharmacists;

 

(5)  Chiropractors;

 

(6)  Physical therapists;

 

(7)  Dentists;

 

(8)  Psychologists; and

 

(9)  Physicians' assistants.

 

          (y)  "HEDIS®" means the set of performance measures in the managed care industry that were developed and are maintained by the National Committee for Quality Assurance (NCQA) covering various areas of measurement from general health plan information to utilization rates.

 

          (z)  "Hospital" means a licensed acute or specialty care institution.

 

          (aa)  "Insured" means an individual in whose name an insurance policy is carried.

 

          (ab)  "Medical claims file" means a data file composed of service level remittance information for all non-denied adjudicated claims for each billed service including, but not limited to:

 

(1)  Member demographics;

 

(2)  Provider information;

 

(3)  Charge/payment information; and

 

(4)  Clinical diagnosis/procedure codes.

 

          (ac)  "Member" means the subscriber and any spouse and/or dependent who is covered by the subscriber's policy.

 

          (ad)  "Member eligibility file" means a data file containing demographic information for each individual member eligible for medical or pharmacy benefits for one or more days of coverage at any time during the reporting month.

 

          (ae)  "National Committee for Quality Assurance" or "NCQA" means the private, not-for-profit organization that assesses and reports on the quality of the nation's managed care plans through an accreditation and performance measurement program, including quality of care, member satisfaction, access and customer service.

 

          (af)  "Non-hospital provider" means a provider of health care services other than a hospital.

 

          (ag)  "Pharmacy claims file" means a data file containing service level remittance information from all non-denied adjudicated claims for each prescription including, but not limited to:

 

(1)  Member demographics;

 

(2)  Provider information;

 

(3)  Charge/payment information; and

 

(4)  National drug codes.

 

          (ah)  "Plan sponsor" means any persons, other than an insurer, who establishes or maintains a plan covering residents of the state of New Hampshire, including, but not limited to, plans established or maintained by employers or jointly by one or more employers and one or more employee organizations, committee, joint board of trustees or other similar group of representatives of the parties that establish or maintain the plan.

 

          (ai)  "Prepaid amount" means the fee for the service equivalent that would have been paid by the health care claims processor for a specific service if the service had not been capitated.

 

          (aj)  "Privileged medical information" means information other than hospital, non-hospital health care facility, or health care claims data that identifies individual patients and that is derived from communications that were:

 

(1)  Made for the purpose of diagnosis or treatment among a provider or health care, persons assisting the provider or patient, and a patient;

 

(2)  Made for the purpose of payment of health care services among a provider of health care, a health care claims processor, and a patient;

 

(3)  Not intended to be disclosed except to persons necessary to transmit or record the communication and persons participating in the diagnosis, treatment or payment; and

 

(4)  Not previously disclosed to the general public.

 

          (ak)  "Provider" means a health care facility, health care practitioner, health product manufacturer, health product vendor or pharmacy.

 

          (al)  "Release" means to make data or information available for inspection and copying to persons other than the data provider.

 

          (am)  "Subscriber" means the certificateholder.

 

          (an)  "Tab and banner format" means the NCQA methodology for submitting CAHPS survey data.

 

          (ao)  "Third party administrator" means any persons licensed by the department, that, on behalf of a plan sponsor, health care services plan, nonprofit hospital or medical service organization, health maintenance organization or insurer, receives or collects charges, contributions or premiums for, or adjusts or settles claims on residents of the state.

 

          (ap)  "Third party payer" means a state agency that pays for health care services or a health insurer, nonprofit hospital, medical services organization, or managed care organization licensed in the state of New Hampshire.

 

Source.  #8279, eff 2-3-05; ss by #9500, eff 7-6-09

 

PART Ins 4003  REPORTING REQUIREMENTS FOR ALL LICENSED CARRIERS AND HEALTH CARE CLAIMS PROCESSORS

 

          Ins 4003.01  HEDIS Reporting Requirements.  Each carrier that collects data for use in calculating health plan employer data and information set managed care measures shall report those data that are collected and that pertain to members or subscribers who receive their benefits under a policy or plan issued in New Hampshire.  The carrier shall use the NCQA DST tool for submission of HEDIS data to the DHHS, or to their designees, by July 31st of each year, beginning in July 2005.

 

Source.  #8279, eff 2-3-05; ss by #9500, eff 7-6-09

 

          Ins 4003.02  CAHPS Reporting Requirements.  Each carrier that collects CAHPS survey data shall report those data collected that are collected and that pertain to members or subscribers who receive their benefits under a policy or plan issued in New Hampshire.  The carrier shall use the NCQA tab and banner format for submission of the CAHPS survey data to the DHHS, or to their designees by July 31st of each year, beginning in July 2005.

 

Source.  #8279, eff 2-3-05; ss by #9500, eff 7-6-09

 

PART Ins 4004  HEALTH CARE CLAIMS DATA SET FILING

 

          Ins 4004.01  Data Set Filing Description.

 

          (a)  Beginning on June 1, 2005, and continuing thereafter in accordance with the submission schedule set forth in Ins 4005.05, each carrier and each health care claims processor shall submit to the NHID and to the DHHS, or their designee, a completed health care claims data set for all residents of New Hampshire and for all members who receive services under a policy issued in New Hampshire.  Data submission requirements apply to members that meet either criterion.  A policy that is issued in New Hampshire shall include any policy that provides coverage to the employees of a New Hampshire employer that has a business location in New Hampshire.  An out-of-state employer's branch location in New Hampshire shall be considered a New Hampshire employer, and the carrier shall submit a claims data set for all members who are employed at that branch location.  Each health care claims processor and each carrier shall also submit all health care claims processed by any sub-contractor on its behalf.  The health care claims data set shall include member eligibility files (for the pharmacy benefit and the medical benefit), a medical claims file, and a pharmacy claims file.

 

          (b)  The NHID and the DHHS, or their designee, shall provide a phone number, e-mail address and mailing address of a contact person who can provide information on the status of data files submitted.

 

          (c)  The NHID and the DHHS shall also provide an electronic newsletter or other method of communicating information to plans and carriers and health care claims processors regarding the receipt, processing and loading of data files.

 

          (d)  Third party payers that write less than $250,000 in accident and health insurance premiums in New Hampshire on an annual basis shall not be required to submit their health care claims data set, their HEDIS data, or their CAHPS survey data.

 

          (e)  Third party administrators that administer health insurance plans covering fewer than 200 New Hampshire lives in total shall not be required to submit their health claims data.

 

          (f)  In instances where more than one entity is involved in the administration of a policy, the health carrier shall be responsible for submitting the claims data on policies that it has written, and the third party administrator shall be responsible for submitting claims data on self-insured plans that it administers.

 

          (g)  The NHID and/or the DHHS may enter into an agreement with a third party designee to collect and process the data.  The agreement shall provide that the third party designee shall be strictly prohibited from collecting any social security numbers or direct identifiers and from releasing or using data or information obtained in its capacity as a collector and processor of the data for any purposes other than those specifically authorized by the agreement.  The agreement shall provide that the designee shall transmit all data that it collects and processes to the NHID and the DHHS.

 

Source.  #8279, eff 2-3-05; ss by #9500, eff 7-6-09

 

          Ins 4004.02  General Requirements for Data Submission.

 

          (a)  Adjustment records.  Carriers and health care claims processors shall report adjustment records with the appropriate positive or negative fields with the medical and pharmacy file submissions.  Negative values shall contain the negative sign before the value.  No sign shall appear before a positive value.

 

          (b)  Capitated services claims.  Claims for capitated services shall be reported with all medical and pharmacy file submissions.

 

          (c)  Data fields.  Carriers and health care claims processors shall make every effort to report the data fields outlined in these requirements if the data field is present in any part of their data systems.  Carriers shall submit data fields even in circumstances where the data is integrated from multiple systems.  However, if a field is not available for submission, or cannot be derived reliably from other information available on the carrier's transaction system, the health plan shall notify the NHID and the DHHS, or their designee, and shall identify the field that cannot be provided.  After notification, the carrier shall not be required to populate that data field in its reports.  The carrier shall report on an annual basis its efforts to populate this field, and the expected date as of which this field will be available, if there is such a date.

 

          (d)  Claimant and member records.  Claims records and member records for medical and pharmacy claims shall be reported if either selection criteria are met:  enrollees that are residents of New Hampshire and for all members who receive their benefits under a policy or plan issued in New Hampshire.  A policy that is issued in New Hampshire shall include any policy that provides coverage to the employees of a New Hampshire employer that has a business location in New Hampshire.  An out-of-state employer's branch location in New Hampshire shall be considered a New Hampshire employer, and the carriers shall submit a claims data set for all members who are employed at that branch location.

 

          (e)  Claim records.  Records for medical and pharmacy claims file submissions shall be reported at the visit, service, or prescription level.  The submission of the medical, and pharmacy claims shall be based upon the paid dates and not upon the dates of service associated with the claims.

 

          (f)  Code sources.  Unless otherwise specified, the following code sources are to be utilized in association with the member eligibility file and medical and pharmacy claims files submissions.  The required source codes are found in Appendix I.  If codes specified in these rules are updated by the code source, whether the update includes new codes or a modification of descriptions, the changes provided by the source preempt the definitions and descriptors provided in these rules.

 

          (g)  Member Identification Codes.  Carriers and health care claims processors shall assign, according to a standard algorithm provided by the NHID and the DHHS, or their designee, a unique identification code to each of their members that is the member's encrypted social security number.  If a health care claims processor does not collect the social security numbers for its members, the health care claims processor shall encrypt the social security number of the subscriber and assign a discrete two digit suffix for each member under the subscribers contract using the following criteria:

 

(1)  If the subscriber's social security number is not collected by the health care claims processor, an encrypted version of the subscriber's certificate or contract number shall be used in its place. 

 

(2)  The NHID shall provide a standard encrypted algorithm. 

 

(3)  The discrete two digit suffix shall also be used with the encrypted certificate or contract number. 

 

(4)  The encrypted certificate or contract number with the two digit suffix shall be at least 11, but no more than 30 characters in length.

 

(5)  For encrypting the social security number of the member/subscriber, the carrier and health care claims processor shall utilize a standard methodology provided by the NHID. 

 

(6)  The unique member identification code assigned by each carrier and health care claims processor shall remain with each member for the entire period of coverage for that individual.

 

(7)  Specific/Unique Coding.  With the exception of provider codes and provider specialty codes, specific or unique coding systems shall not be permitted as part of the health care claims data set submission.

 

(8)  Co-insurance/Co-payment.  Co-insurance and co-payment are to be reported in 2 separate fields in the medical and pharmacy claims file submission.

 

(9)  Coordination of Benefit Claims.  Claims where multiple parties have financial responsibility shall be included with all medical and pharmacy claims file submissions.

 

(10)  Version Number.  When more than one version of a fully-processed claim service line is submitted, each version of a claim service line shall be enumerated sequentially with a higher version number (MC005A) so that the latest version of that service line is the record with the highest version number (MC005A) and the same claim number + line counter.

 

(11)  Fully-Processed Claim Lines:  Only fully-processed claim service lines that have gone through an accounts payable run and been booked to the health plan ledger shall be included on medical and pharmacy claims data submissions.

 

(12)  Denied Claims.  Denied claims shall be excluded from all medical and pharmacy claims file submissions whenever possible so that when a claim contains both fully-processed paid service lines and partially processed or denied service lines, an effort shall be made to include only the fully-processed, paid service lines as part of the health care claims data set submittal.

 

(13)  Subsequent Incremental Claims.  Subsequent incremental claims submissions shall include all reversal and adjustment/restated versions of previously submitted claim service lines and all new, fully-processed service lines associated with the claim, provided that they have paid dates in the reporting period:

 

a.  Each version of a claim service line shall be enumerated sequentially with a higher line version number (MC005A); and 

 

b.  Reversal versions of a claim service line shall be indicated by a claim status code = '22' (Field MC038).

 

(14)  Global Payment Arrangements.  If a claim contains service lines that have been denied because their costs are covered on another line of the claim line, such as under a global payment arrangement, those denied line(s) shall be:

 

a.  Included in the data submission; and

 

b.  Clearly indicated by a claim status code = '04' (Field MC038).

 

(15)  Exclusions of Denied Claims or Service Lines.  Carriers and health care claims processors that are unable to exclude denied claims or service lines without compromising the completeness of their claims submission may submit all versions of fully-processed paid and denied claims service lines, provided that lines and versions thereof are clearly indicated by a claim status code = '04', and the line version number is sequentially noted on any reversal and adjustment versions of those lines to clearly indicate the order in which all changes to these lines were processed.

 

(16)  Eligibility Records.  Records for the member eligibility submission shall be reported at the individual member level so that: 

 

a.  If a member is covered as both a subscriber and a dependent on 2 different policies during the same month, 2 records shall be submitted; and 

 

b.  If a member has 2 contract numbers for 2 different coverage types, 2 member eligibility records shall be submitted.

 

(17)  Retroactive Charges.  For the purpose of capturing retroactive charges, carriers and health care claims processors shall not be:

 

a.  Required to resend eligibility data for a prior reporting period; and

 

b.  Considered errors in the submitted eligibility data.

 

(18)  Quarterly Submission of Data.   Carriers and health care claims processors that submit data quarterly shall:

 

a.  Include one member record for each calendar month in which a member was covered; and

 

b.  Submit one record for each reporting month in which the member was eligible for medical or pharmacy benefits for one or more days.

 

(19)  Medical Claims File Exclusions.  Claims for stand-alone insurance policies shall be excluded if the stand-alone coverage is provided for the following types of services:

 

a.  Specific disease;

 

b.  Accident;

 

c.  Injury;

 

d.  Hospital indemnity;

 

e.  Disability;

 

f.  Long-term care;

 

g.  Vision coverage; or

 

h.  Durable medical equipment.

 

(20)  Claims for the types of services in (19) above shall be included in the medical claims file submission if they are covered by a comprehensive medical insurance policy.

 

(21)  Behavioral or Mental Health Claims.  All claims related to behavioral or mental health shall be included in the medical claims file.

 

(22)  Medicare, Tricare or Other Supplemental Health Insurance. Claims related to Medicare, Tricare, or other supplemental health insurance policies are to be excluded unless the policies are for health care services entirely excluded by the Medicare, Tricare, or other program.

 

(23)  Member Eligibility File Exclusions.  Members without medical and/or pharmacy coverage during the month reported shall be excluded.

 

(24)  Pharmacy Claims File Exclusions.  Claims for pharmacy services claims generated from non-retail pharmacies that do not contain national drug codes shall be included in the following files:

 

a.  If the pharmacy claims are covered under the medical benefit they shall be included in the medical claims file and not the pharmacy claims file; 

 

b.  If the claim is covered under the prescription benefit then the claim shall be included in the pharmacy claims file;

 

c.  If the claims are submitted as standard UB92, NSF, or ANSI 935 formatted transactions without NDC codes, the claim shall be included in the medical claims file.

 

          (h)  File Format.  Each data file submission shall be an ASCII file, variable field length, and asterisk delimited.  When asterisks are used in any field values, they shall be enclosed in double quotes.

 

          (i)  Header and Trailer Records.  Each member eligibility file and each medical claims file, and pharmacy claims file that is submitted shall contain a header record and a trailer record.  The "Header record" means the first record of each separate file that is submitted and the "Trailer record" means the last record of each submitted file.  The header and trailer record format shall conform to the following record specifications:

 

(1)  Record Specifications.  Health care claims processors and carriers shall use the following record specifications in submitting their claims records:

 

a.  The file header record layout shall be submitted using the following data elements:

 

1.  HD001.  This element is named "record type".  The data type of this element is text.  Its length is 2.

 

2.  HD002.  This element is named "payer".  The data type of this element is text.  Its length is 6.  Carriers and health care claims processors shall code according to payer submitting payments, NHID submitter code.

 

3.  HD003.  This element is named "National Plan ID".  The data type of this element is text.  Its length is 30.  Carriers and health care claims processors shall code according to CMS National Plan ID.

 

4.  HD004.  This element is named "type of file".  The data type of this element is text.  Its length is 2.  Carriers and health care claims processors shall code according to ME member eligibility, MC medical claims, PC pharmacy.

 

5.  HD005.  This element is named "period beginning date".  The data type of this element is integer.  Its length is 6.  Carriers and health care claims processors shall code according to CCYYMM, beginning of paid period for claims, beginning of month covered for eligibility.

 

6.  HD006.  This element is named "period ending date".  The data type of this element is integer.  Its length is 6.  Carriers and health care claims processors shall code according to CCYYMM, end of paid period for claims, end of month covered for eligibility.

 

7.  HD007.  This element is named "record count".  The data type of this element is integer.  Its length is 10.  Carriers and health care claims processors shall code according to total number of records submitted in this file, with the header and trailer record excluded from the count.

 

8.  HD008.  This element is named "comments".  The data type of this element is text.  Its length is 80.  Carriers and health care claims processors shall code according to their own option.

 

b.  The file header record layout shall conform to the following:

 

Table 4000.1 File Header Record Layout

 

Data Element #

Element

Type

Maximum

Length

Description/Codes/Sources

 

 

 

 

 

HD001

Record Type

Text

2

HD

 

 

 

 

 

HD002

Payer

Text

6

Payer submitting payments

 

 

 

 

NHID Submitter Code

 

 

 

 

 

HD003

National Plan ID

Text

30

CMS National Plan ID

 

 

 

 

 

HD004

Type of File

Text

2

NH Member Eligibility

 

 

 

 

MC Medical Claims

 

 

 

 

PC Pharmacy Claims

 

 

 

 

 

HD005

Period Beginning Date

Integer

6

CCYYMM

 

 

 

 

Beginning of paid period for claims

 

 

 

 

Beginning of month covered for eligibility

 

 

 

 

 

HD006

Period Ending Date

Integer

6

CCYYMM

 

 

 

 

End of paid period for claims

 

 

 

 

End of month covered for eligibility

 

 

 

 

 

HD007

Record Count

Integer

10

Total number of records submitted in this file

 

 

 

 

 

HD008

Comments

Text

80

Submitted may use to document this submission by assigning a filename, system source, etc.

 

c.  The trailer header record layout shall be submitted using the following data elements:

 

1.  TR001.  This element is named "record type".  The data type of this element is text.  Its length is 2.

 

2.  TR002.  This element is named "payer".  The data type of this element is text.  Its length is 6.  Carriers and health care claims processors shall code according to payer submitting payments, NHID submitter code.

 

3.  TR003.  This element is named "National Plan ID".  The date type of this element is text.  Its length is 30.  Carriers and health care claims processors shall code according to CMS National Plan ID.

 

4.  TR004.  This element is named "type of file".  The data type of this element is text.  Its length is 2.  Carriers and health care claims processors shall code according to ME member eligibility, MC medical claims, PC pharmacy claims.

 

5.  TR005.  This element is named "period beginning date".  The data type of this element is integer.  Its length is 6.  Carriers and health care claims processors shall code according to CCYYMM, beginning of paid period for claims, beginning of month covered for eligibility.

 

6.  TR006.  This element is named "period ending date".  The date type of this element is integer.  Its length is 6.  Carriers and health care claims processors shall code according to CCYYMM, end of paid period for claims, end of month covered for eligibility.

 

7.  TR007.  This element is named "date processed".  The data type of this element is date.  Its length is 8.  Carriers and health care claims processors shall code according to CCYYMMDD, the date the file was created.

 

d.  The trailer record layout shall conform to the following:

 

Table 4000.2 Trailer Record Layout

 

Data Element #

Element

Type

Maximum

Length

Description/Codes/Sources

 

 

 

 

 

TR001

Record Type

Text

2

TR

 

 

 

 

 

TR002

Payer

Text

6

Payer submitting payments

 

 

 

 

NHID Submitter Code

 

 

 

 

 

TR003

National Plan ID

Text

30

CMS National Plan ID

 

 

 

 

 

TR004

Type of File

Text

2

NH Member Eligibility

 

 

 

 

MC Medical Claims

 

 

 

 

PC Pharmacy Claims

 

 

 

 

 

TR005

Period Beginning Date

Integer

6

CCYYMM

 

 

 

 

Beginning of paid period for claims

 

 

 

 

Beginning of month covered for eligibility

 

 

 

 

 

TR006

Period Ending Date

Integer

6

CCYYMM

 

 

 

 

End of paid period for claims

 

 

 

 

End of month covered for eligibility

 

 

 

 

 

TR007

Date Processed

Date

8

CCYYMMDD

 

 

 

 

Date file was created

 

          (j)  Prepaid Amount.  Any prepaid amounts shall be reported in a separate field in the medical and pharmacy claims file submissions.

 

          (k)  Detailed File Specifications.  All carriers and health care claims processors shall use the following file specifications in their submissions:

 

(1)  Filled Fields.  All fields shall be filled where applicable.  Non-applicable text and date fields shall be set to null.  Non-applicable integer and decimal fields shall be filled with one zero and shall not include decimal points.

 

(2)  Position.  All text fields shall be left justified.  All integer and decimal fields shall be right justified.

 

(3)  Signs.  All signs (+ or -) shall appear in the left-most position of all integer and decimal fields.  Over-punched signed integers or decimals shall not be utilized.

 

(4)  Individual Elements and Mapping.  Individual data elements, data types, field lengths, field description/code assignments, and mapping locators (UB92, HCFA 1500, ANSI X12N 270/271, 835, 837) for each file type shall conform to the following file specifications:

 

a.  The specifications for the member eligibility file shall be as follows:

 

1.  ME001.  This element is named "payer".  The data type of this element is text.  Its length is 8.  Carriers and health care claims processors shall code according to payer submitting payments, NHID submitter code.

 

2.  ME002.  This element is named "National Plan ID".  The data type of this element is text.  Its length is 30.  Carriers and health care claims processors shall code according to CMS National Plan ID.

 

3.  ME003.  This element is named "insurance type code/product".  The data type of this element is text.  Its length is 2.  Carriers and health care claims processors shall code according to the following:

 

Table 4000.3 Insurance Type Code/Product

 

Code

Description

 

 

12

Medicare Secondary Working Aged Beneficiary or Spouse with Employer Group Health Plan

 

 

13

Medicare Secondary End-Stage Renal Disease Beneficiary in the 12-month coordination period with an Employer Group Health Plan

 

 

14

Medicare Secondary No-Fault Insurance including Insurance in which Auto is Primary

 

 

15

Medicare Secondary Workers' Compensation

 

 

16

Medicare Secondary Public Health Service or Other Federal Agency

 

 

41

Medicare Secondary Black Lung

 

 

42

Medicare Secondary Veterans' Administration

 

 

43

Medicare Secondary Disabled Beneficiary Under Age 65 with Large Group Health Plan (LGHP)

 

 

47

Medicare Secondary Other Liability Insurance is Primary

 

 

AP

Auto Insurance Policy

 

 

CP

Medicare Conditionally Primary

 

 

D

Disability

 

 

DB

Disability Benefits

 

 

EP

Exclusive Provider Organization

 

 

HM

Health Maintenance Organization (HMO)

 

 

HN

Health Maintenance Organization (HMO) Medicare Advantage

 

 

HS

Special Low Income Medicare Beneficiary

 

 

IN

Indemnity

 

 

LC

Long Term Care

 

 

LD

Long Term Policy

 

 

LI

Life Insurance

 

 

LT

Litigation

 

 

MA

Medicare Part A

 

 

MB

Medicare Part B

 

 

MD

Medicare Part D

 

 

MC

Medicaid

 

 

MH

Medigap Part A

 

 

MI

Medigap Part B

 

 

MP

Medicare Primary

 

 

PR

Preferred Provider Organization (PPO)

 

 

PS

Point of Service (POS)

 

 

QM

Qualified Medicare Beneficiary

 

 

SP

Supplemental Policy

 

 

WC

Workers' Compensation

 

4.  ME004.  This element is named "year".  The data type of this element is integer.  Its length is 4.  Carriers and health care claims processors shall code according to the year for which eligibility is reported in this submission.

 

5.  ME005.  This element is named "month".  The date type of this element is integer.  Its length is 2.  Carriers and health care claims processors shall code according to the month for which eligibility is reported in this submission.

 

6.  ME006.  This element is named "insured group or policy number".  The data type of this element is text.  Its length is 50.  Carriers and health care claims processors shall code according to the group or policy number and not the number that uniquely identifies the subscriber.

 

7.  ME007.  This element is named "coverage level code".  The data type of this element is text.  Its length is 3.  Carriers and health care claims processors shall code according to the benefit coverage level:

 

(i)  CHD Children Only;

 

(ii)  DEP Dependents Only;

 

(iii)  ECH Employee and Children;

 

(iv)  EMP Employee Only;

 

(v)  ESP Employee and Spouse;

 

(vi)  FAM Family;

 

(vii)  IND Individual;

 

(viii)  SPC Spouse and Children; and

 

(ix)  SPO Spouse Only.

 

8.  ME008.  This element is named "encrypted subscriber social security number".  The data type of this element is text.  Its length is 128.  Carriers and health care claims processors shall code according to the encrypted subscriber's social security number.  Carriers and health care claims processors shall set as null if unavailable.

 

9.  ME009.  This element is named "plan specific contact number".  The data type of this element is text.  Its length is 128.  Carriers and health care claims processors shall code according to the encrypted plan assigned contract number.  Carriers and health care claims processors shall set as null if contract number is the same as the subscriber's social security number.

 

10.  ME010.  This element is named "member suffix or sequence number".  The data type of this element is integer.  Its length is 2.  Carriers and health care claims processors shall code according to the unique number of the member within the contract.

 

11.  ME011.  This element is named "member identification code".  The data type of this element is text.  Its length is 128.  Carriers and health care claims processors shall code according to the encrypted member's social security number, and carriers and health care claims processors shall set as null if the social security number is unavailable.

 

12.  ME012.  This element is named "individual relationship code".  The data type of this element is integer.  Its length is 2.  Carriers and health care claims processors shall code according to the member's relationship to the insured as shown on the following:

 

Table 4000.4  Individual Relationship Code

 

Code

Description

 

 

01

Spouse

 

 

18

Self/Employee

 

 

19

Child

 

 

21

Unknown

 

 

34

Other Adult

 

13.  ME013.  This element is named "member gender".  The data type of this element is text.  Its length is one.  Carriers and health care claims processors shall code according to:

 

(i)  M = Male;

 

(ii)  F = Female; and

 

(iii)  U = Unknown.

 

14.  ME014.  This element is named "member date of birth".  The data type of this element is date.  Its length is 8.  Carriers and health care claims processors shall code according to CCYYMMDD.

 

15.  ME015.  This element is named "member city name".  The data type of this element is text.  Its length is 30.  Carriers and health care claims processors shall code according to the city location of the member.

 

16.  ME016.  This element is named "member state or province".  The data type of this element is text.  Its length is 2.  Carriers and health care claims processors shall code as defined by the U.S. Postal Service.

 

17.  ME017.  This element is named "member zip code".  The data type of this element is text.  Its length is 11.  Carriers and health care claims processors shall code according to ZIP code of member, which may include non-US codes.  Carriers and health care claims processors shall not include the dash in the coding.

 

18.  ME018.  This element is named "medical coverage".  The data type of this element is text.  Its length is one.  Carriers and health care claims processors shall code according to:

 

(i)  Y = Yes; and

 

(ii)  N = No.

 

19.  ME019.  This element is named "prescription drug coverage".  The data type of this element is text.  Its length is one.  Carriers and health care claims processors shall code according to:

 

(i)  Y = Yes; and

 

(ii)  N = No.

 

20.  ME020.  This element is named "dental coverage".  The data type is text, with a length of one.  Carriers and health care claims processors shall code according to:

 

(i)  Y = Yes; and

 

(ii)  N - No

 

21.  ME021.  This element is named "Race 1".  The data type of this element is text.  Its length is 6.  Carriers and health care claims processors shall code according to:

 

(i)  R1 = American Indian/Alaskan Native;

 

(ii)  R2 - Asian;

 

(iii)  R3 = Black/African American;

 

(iv)  R4 = Native Hawaiian or other Pacific Islander;

 

(v)  R5 = White;

 

(vi)  R9 = Other Race; and

 

(vii)  UNKNOW = Unknown/Not Specified

 

22.  ME022.  This element is named "Race 2".  The data type of this element is text.  Its length is 6.  Carriers and health care claims processors shall code according to:

 

(i)  R1 = American Indian/Alaskan Native;

 

(ii)  R2 - Asian;

 

(iii)  R3 = Black/African American;

 

(iv)  R4 = Native Hawaiian or other Pacific Islander;

 

(v)  R5 = White;

 

(vi)  R9 = Other Race; and

 

(vii)  UNKNOW = Unknown/Not Specified

 

23.  ME023.  This data element is a placeholder.  

 

24.  ME024.  This element is named "Hispanic indicator".  The data type of this element is text.  Its length is one.  Carriers shall code according to:

 

(i)  Y = Yes Patient is Hispanic/Latino/Spanish

 

(ii)  N = No Patient is not Hispanic/Latino/Spanish; and

 

(iii)  U = Unknown

 

25.  ME025.  This element is named "Ethnicity 1".  The data type of this element is text.  Its length is 6.  Carriers and health care claims processors shall code according to:

 

(i)  2182-4 = Cuban

 

(ii)  2184-0 = Dominican

 

(iii)  2148-5 = Mexican, Mexican American, Chicano

 

(iv)  2180-8 = Puerto Rican

 

(v)  2161-8 = Salvadoran

 

(vi)  2155-0 = Central American (not otherwise specified)

 

(vii)  2165-9 = South American (not otherwise specified)

 

(viii)  2060-2 = African

 

(ix)  2058-6 = African American

 

(x)  AMERCN - American

 

(xi)  2028-9 = Asian

 

(xii)  2029-7 = Asian Indian

 

(xiii)  BRAZIL = Brazilian

 

(xiv)  2033-9 = Cambodian

 

(xv)  CVERDN = Cape Verdean

 

(xvi)  CARIBI = Caribbean Island

 

(xvii)  2034-7 = Chinese

 

(xviii)  2169-1 = Columbian

 

(xix)  2108-9 = European

 

(xx)  2036-2 = Filipino

 

(xxi)  2157-6 = Guatemalan

 

(xxii) 2071-9 = Haitian

 

        (xxiii)  2158-4 = Honduran

 

(xxiv)  2039-6 = Japanese

 

(xxv)  2040-4 = Korean

 

(xxvi)  2041-2 = Laotian

 

(xxvii)  2118-8 = Middle Eastern

 

(xxviii)  PORTUG = Portuguese

 

(xxix)  EASTEU = Eastern European

 

(xxx)  2047-9 = Vietnamese

 

(xxxi)  OTHER = Other Ethnicity

 

(xxxii)  UNKNOW = Unknown/Not Specified

 

26.  ME026.  This data element is named "Ethnicity 2".  The data type of this element is text.  Its length is 6.  Carriers and health care claims processors shall code according to:

 

(i)  2182-4 = Cuban

 

(ii)  2184-0 = Dominican

 

(iii)  2148-5 = Mexican, Mexican American, Chicano

 

(iv)  2180-8 = Puerto Rican

 

(v)  2161-8 = Salvadoran

 

(vi)  2155-0 = Central American (not otherwise specified)

 

(vii)  2165-9 = South American (not otherwise specified)

 

(viii)  2060-2 = African

 

(ix)  2058-6 = African American

 

(x)  AMERCN - American

 

(xi)  2028-9 = Asian

 

(xii)  2029-7 = Asian Indian

 

(xiii)  BRAZIL = Brazilian

 

(xiv)  2033-9 = Cambodian

 

(xv)  CVERDN = Cape Verdean

 

(xvi)  CARIBI = Caribbean Island

 

(xvii)  2034-7 = Chinese

 

(xviii)  2169-1 = Columbian

 

(xix)  2108-9 = European

 

(xx)  2036-2 = Filipino

 

(xxi)  2157-6 = Guatemalan

 

(xxii) 2071-9 = Haitian

 

(xxiii)  2158-4 = Honduran

 

(xxiv)  2039-6 = Japanese

 

(xxv)  2040-4 = Korean

 

(xxvi)  2041-2 = Laotian

 

(xxvii)  2118-8 = Middle Eastern

 

(xxviii)  PORTUG = Portuguese

 

(xxix)  EASTEU = Eastern European

 

(xxx)  2047-9 = Vietnamese

 

(xxxi)  OTHER = Other Ethnicity

 

(xxxii) UNKNOW = Unknown/Not Specified

 

27.  ME027.  This data element is a place holder.

 

28.  ME028.  This element is named "primary insurance indicator".  The data type of this element is text.  Its length is one.  Carriers and health care claims processors shall code according to:

 

(i)  Y = Yes, primary insurance; and

 

(ii)  N = No, secondary or tertiary insurance

 

29.  ME029.  This element is named "coverage type".  The data type of this element is text.  Its length is 3.  Carriers and health care claims processors shall code according to:

 

(i)  ASW = for self-funded plans that are administered by a third party administrator, where the employer has purchased stop-loss, or group excess insurance coverage

 

(ii)  ASO = for self-funded plans that are administered by a third party administrator, where the employer has not purchased stop-loss, or group excess insurance coverage

 

(iii)  STN = for short-term non-renewable health insurance, as defined pursuant to RSA 415:5 III

 

(iv)  UND = for plans underwritten by the carrier

 

(v)  OTH = for any other plan.  Carriers using this code shall obtain prior approval from the N.H. insurance department

 

30.  ME030.  This element is named "market category".  The data type of this element is text.  Its length is 4.  Carriers and health care claims processors shall code according to:

 

(i)  IND = for policies sold and issued directly to individuals, other than those sold on a franchise basis, as defined pursuant to RSA 415:19, or a group conversion policies required pursuant to RSA 415:18 VII (a)

 

(ii)  FCH = for policies sold and issued directly to individuals on a franchise basis as defined pursuant to RSA 415:19

 

(iii)  GCV = for policies sold and issued directly to individuals as group conversation policies as defined pursuant to RSA 415:18 VII (a)

 

(iv)  GS1 = for policies sold and issued directly to employers having exactly one employee

 

(v)  GS2 = for policies sold and issued directly to employers having between 2 and 9 employees

 

(vi)  GS3 = for policies sold and issued directly to employers having between 10 and 25 employees

 

(vii)  GS4 = for policies sold and issued directly to employers having between 26 and 50 employees

 

(viii)  GLG1 = for policies sold and issued directly to employers having between 51 and 99 employees

 

(ix)  GLG2 = for policies sold and issued directly to employers having 100 or more employees

 

(x)  GSA = for policies sold and issued directly to small employers through a qualified association trust

 

(xi)  OTH = for policies sold to other types of entities.  Carriers using this market code shall obtain prior approval from the N.H. insurance department

 

31.  ME031.  This element is named "special coverage".  The data type of this element is text.  Its length is 3.  Carriers and health care claims processors shall code according to:

 

(i)  0 = Not applicable, member not enrolled in a special coverage plan

 

(ii)  1 = Yes, member enrolled in a HealthFirst plan

 

32.  ME032.  This element is named "group name".  The data type of this element is text.  Its length is 128.  Carriers and health care claims processors shall provide the name of the group which the member is covered by.  If the member is part of a group of one or non-group policy (when ME030 is coded as "IND", "GCV", or "GSI") then this field shall be set as null.

 

33.  ME101.  Encrypted subscriber last name.

 

34.  ME102.  Encrypted subscriber first name.

 

35.  ME103.  Encrypted subscriber middle initial.

 

36.  ME104.  Encrypted member last name.

 

37.  ME105.  Encrypted member first name.

 

38.  ME106.  Encrypted member middle initial.

 

39.  ME899.  This element is named "record type".  The data type of this element is text.  Its length is 2.  Its value is literally "ME".

 

b.  The specifications for the member eligibility file shall be submitted using the following:

 

Table 4000.5 Member Eligibility File Specifications

 

Data Element #

Element

Type

Max. Length

Description/Codes/Sources

 

 

 

 

 

ME001

Payer

Text

8

Payer submitting payments

 

 

 

 

NHID Submitter Code

 

 

 

 

 

ME002

National Plan ID

Text

30